| 19-00641 | 02/03/2020 | Claimant(s): Louis Colonna
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Ali Mayar, Daniel King, Francis Smookler, Yousuf Saljooki, Brookville Capital Partners, Legend Securities.
Respondent Lawyers(s): Brett D. Zinner, Gabriel Iezzoni, Robert M. Bursky, Ross J. Kartez, Salvatore C. Caruso, Yousuf Saljooki
Arbitrator(s): Robert J. Scafuri, John W. Eichleay, Mary Kathleen Coleman
Hearing Site: Pittsburgh, PA
|  | $150,000 |
| 16-03605 | 08/24/2018 | Claimant(s): Kathy Wookey, Thomas Wookey
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): John Lowry, Robert Murray, Spartan Capital Securities, Llc
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Paul H. Lamboley, Danielle L. Anderson, Dee Maresso-Newell
Hearing Site: Rapid City, SD
| | $330,425 |
| 15-00570 | 08/15/2016 | Claimant(s): David Knowles
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Gary Weiss, Lawrence Fawcett, Thomas Diamante, Salomon Whitney Financial
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Edward L. Roth, Jason C. Blackford, Thomas R. Skulina
Hearing Site: Cleveland, OH
| | Stipulated Award |
| 14-00322 | 02/01/2016 | Claimant(s): Gary Anglen
Claimant Lawyers(s): Steven G. Legum
Respondent(s): Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Barbara M. Anscher
Hearing Site: San Francisco, CA
| | $0 |
| 13-02540 | 05/28/2015 | Claimant(s): Anne Rapp, Brian Vaughn, Brooks Culley, Charles Bigelow, Charles Redfearn, David Kells, Frank Piraino, Frank Vaughn, George Skaates, Harold Stulbaum, Howard Applebaum, Joseph Rapp, Joseph Reale, Michael King, Nikki Applebaum, Regina Kinney, Richard Lenhart, Robert Kinney, Robert Starzel, Ronald Vaughn, et al
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Anthony Lodati, Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Lise Gabrielle Hunter, Thomas D. Giordano, Linda J. Baer
Hearing Site: New York, NY
| | $2,692,600 |
| 13-02588 | 03/12/2014 | Claimant(s): Dallas Wood
Claimant Lawyers(s): Dallas C. Wood
Respondent(s): Yousuf Saljooki, Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Kimberly Renee McBride, Carolyn L. Witherspoon, Janet M. Thompson
Hearing Site: Little Rock, AR
| | Expungement |
| 12-01031 | 12/04/2013 | Claimant(s): William Turner
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Anthony Lodati, Yousuf Saljooki, Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Ronald P. Wertheim
Hearing Site: Philadelphia, PA
| | Expungement |
| 11-00868 | 10/23/2012 | Claimant(s): Willie Grace
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Gloria J Liddell, Douglas E. Miller, William Bruce McKinley
Hearing Site: Jackson, MS
| | $98,230 |
| 09-05377 | 05/26/2011 | Claimant(s): Charlotte Hunt, Roderick Hunt
Claimant Lawyers(s): Keil M. Mueller
Respondent(s): Anthony Lodati, Jeffrey Offen, New Castle Financial Services LLC
Respondent Lawyers(s): Brett D. Zinner, Jeffrey L. Offen
Arbitrator(s): Larry T. Coady
Hearing Site: Portland, OR
| | Expungement |
| 10-04747 | 04/28/2011 | Claimant(s): Robert Fortinsky and Barbara Shadie
Claimant Lawyers(s): Allan M. Kluger
Respondent(s): Francis Smookler, Brookville Capital Partners LLC
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Jerry Schuchman
Hearing Site: Philadelphia, PA
| | $213 |
