Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02942 | 12/14/2015 | Claimant(s): Caroline Pruett Claimant Lawyers(s): John J. Miller Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Mark D. Knoll Arbitrator(s): Henry R. Cox, Betty R. Crumpton, John R. Loss Hearing Site: Kansas City, MO |  | $101,072 |
| 14-03456 | 09/04/2015 | Claimant(s): Margaret Shaft, Mark Shaft Claimant Lawyers(s): John J. Miller Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Thomas J. Ray Hearing Site: Kansas City, MO | | $0 |
| 14-02972 | 04/28/2015 | Claimant(s): Robert Wayne Anno, IRA Claimant Lawyers(s): William B. Young Respondent(s): Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): Albert J. Haller Hearing Site: Kansas City, MO | | $163 |
| 14-01827 | 04/13/2015 | Claimant(s): Timothy Birdsill Claimant Lawyers(s): Timothy Birdsill Respondent(s): David Voysey Respondent Lawyers(s): Hassan A. Abedi Arbitrator(s): James C. Morrow Hearing Site: Kansas City, MO | | $12,425 |
| 14-02142 | 02/13/2015 | Claimant(s): Stephen Jackson Claimant Lawyers(s): Stephen P. Jackson Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Leah A. Murray Hearing Site: Kansas City, MO | | $0 |
| 12-03990 | 01/22/2014 | Claimant(s): Margean Cress Claimant Lawyers(s): Andrew Schermerhorn Respondent(s): Kelly Donaldson, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): James C. Morrow, Gerald Francis Lamberti, Dennis Shrewsbury Hearing Site: Kansas City, MO | | Expungement |
| 13-01233 | 11/08/2013 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): William Schmitt Respondent(s): Debra Massey Respondent Lawyers(s): Thomas C. Mann Arbitrator(s): Keith E. Mattern Hearing Site: Kansas City, MO | | $0 |
| 13-00640 | 11/06/2013 | Claimant(s): Theodore R. Davis Trust DTD 3/8/2007 Claimant Lawyers(s): Thomas F. Burke Respondent(s): Sunset Financial Services. Respondent Lawyers(s): Stephen J. Fields Arbitrator(s): Michael A. Rzewnicki, John R. Loss, David F. Barrett Hearing Site: Kansas City, MO | | $234,466 |
| 12-02507 | 10/21/2013 | Claimant(s): Robert Cox Claimant Lawyers(s): Diane A. Nygaard Respondent(s): Ameriprise Financial Services., Mitchell Black Respondent Lawyers(s): Roger N. Walter Arbitrator(s): Murray S. Levin, Walter N. Vernon, Henry R. Cox Hearing Site: Kansas City, MO | | $776,424 |
| 12-00987 | 03/05/2013 | Claimant(s): Edward Forman Claimant Lawyers(s): Edward Phillip Forman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): John Starnes Arbitrator(s): Mark S. Foster Hearing Site: Kansas City, MO | | $0 |