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FINRA Awards for Margaret Shaft

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0345609/04/2015Claimant(s): Margaret Shaft, Mark Shaft
Claimant Lawyers(s): John J. Miller
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Thomas J. Ray
Hearing Site: Kansas City, MO
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