| 17-01238 | 08/15/2022 | Claimant(s): Robert Little
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Andrew Drago, Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Robert J. Scafuri, John James McGovern, Walter Meagher
Hearing Site: Syracuse, NY
|  | $0 |
| 17-02152 | 10/17/2018 | Claimant(s): Antonia Barone
Claimant Lawyers(s): Joanne A Schultz
Respondent(s): James Haskins, Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Michael A. Orticelle, Steven C. Kempisty, L. Paul Kehoe
Hearing Site: Buffalo, NY
| | $0 |
| 13-00175 | 08/26/2014 | Claimant(s): William Thomas
Claimant Lawyers(s): Howard Rosenfield
Respondent(s): Patrick Clark, William Sheehan
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Sean Alan D'Amico, David D. Vetrane, Charles W. Danis
Hearing Site: Hartford, CT
| | Expungement |
| 11-03597 | 07/02/2013 | Claimant(s): Deborah Prentice
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Jennifer L. Bliss, Robert J. Allen, Rocco Michael Scanza
Hearing Site: Syracuse, NY
| | Expungement |
| 11-03258 | 03/13/2013 | Claimant(s): Dana Schiaffo
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Daniel Tucker, Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Paul Weinberg, Doris B. Nathan, Marian Rachel Lewis
Hearing Site: New York, NY
| | Expungement |
| 08-04432 | 05/21/2010 | Claimant(s): Linda Manjarrez
Claimant Lawyers(s): Evans J. Carter
Respondent(s): Paul Hess, Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): June Y. Kilmarx, Peter Svorinic, Jeffrey S. Troderman
Hearing Site: Boston, MA
| | $0 |
| 05-06272 | 02/04/2008 | Claimant(s): Sheila Whitcomb
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Stephen Z. Frank, William Norton
Hearing Site: Manchester, NH
| | Stipulated Award |
| 07-01003 | 01/18/2008 | Claimant(s): Estate of George C. Tomcik
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Carl Hohnbaum, Jared D. Simmer, Steven P. Franckhauser
Hearing Site: Pittsburgh, PA
| | Stipulated Award |
| 07-00879 | 12/06/2007 | Claimant(s): Jodeen Fletcher
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Larry R. Trussell, Frederick B. Anderson, Jeffrey A. Bainbridge
Hearing Site: Omaha, NE
| | $0 |
