22-02620 | 08/06/2024 | Claimant(s): Patrick Roth Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Bertha Maria Rodriguez Hearing Site: Jersey City, NJ
| | Expungement |
23-01860 | 08/01/2024 | Claimant(s): Gail Jabes, Joseph Jabes Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Lee Milich, Mark J. McCarthy, Jan Duda Krafczek Hearing Site: Boca Raton, FL
| | Expungement |
22-02399 | 07/17/2024 | Claimant(s): 2002 Alice H. Hanley Descendants' Trust, E. Nicole H. Pickett 2002 Descendants', Lee Merrill H. Curtis 2002 Descendants', SAR Trust A u/w/o William Lee Hanley Jr., The Hanley 2012 Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Nancy J. Cliff, Michael P. Schiff, Gerald H. Grayson Hearing Site: Boca Raton, FL
| | Expungement |
22-01781 | 02/21/2024 | Claimant(s): Richard McCready, Rosemary McCready Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): John Rinaldi, Sidney Seligman, Priscilla Coq Hearing Site: Boca Raton, FL
| | Expungement |
20-03765 | 10/03/2022 | Claimant(s): OKC Group Claimant Lawyers(s): Jeffrey Erez Respondent(s): First Republic Investment Management, First Republic Securities Company Respondent Lawyers(s): Neal Robb Arbitrator(s): Steven Ira Weinberger, Jonathan Chane, Gustavo Gutierrez Hearing Site: Boca Raton, FL
| | Expungement |
19-01723 | 07/18/2022 | Claimant(s): Dennis Ainbinder, Nadine Ainbinder, Dennis & Nadine Ainbinder TTEES 1992 Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rebecca K. Lindahl Arbitrator(s): Tina Scott Polsky, Donna Greenspan Solomon, Jonathan Chane Hearing Site: Boca Raton, FL
| | $252,627 |
20-04077 | 06/22/2022 | Claimant(s): Jacques Soileau, Jennifer Plauche Soileau, Nexgen Investments Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rebecca K. Lindahl Arbitrator(s): Barbara L. Edin, Donald Cole Massey, Linda Genevieve Bizzarro Hearing Site: New Orleans, LA
| | $975,606 |
20-03990 | 06/06/2022 | Claimant(s): Pamela McCormick, Rick McCormick, The Lindsay McCormick 2013 Gift Trust Claimant Lawyers(s): Jeffrey Erez, Stefan Apotheker Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Patrick M. Smith Arbitrator(s): Robert B. Hansohn, Anita Teresa Hayden, Betty Jean Jackson Hearing Site: Los Angeles, CA
| | $1,181,720 |
20-03856 | 05/05/2022 | Claimant(s): Elise Oren, John Oren Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rebecca K. Lindahl Arbitrator(s): Brian James Tagtmeier, David Aaron DeSoto, Nile Bailey Copeland Hearing Site: Houston, TX
| | $3,862,630 |
19-03553 | 08/02/2021 | Claimant(s): Camille King, Scottow King Claimant Lawyers(s): Jeffrey Erez Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jeff Goldman Arbitrator(s): Andrea U. Calve, Mary Elizabeth Skelnik, Demetria Charissee Howard Hearing Site: Dallas, TX
| | $0 |