| 16-03487 | 01/03/2018 | Claimant(s): Cyrus Tabaz
Claimant Lawyers(s): Geoffrey G. Melkonian
Respondent(s): David Park, Unionbanc Investment Services
Respondent Lawyers(s): Bryce M. Cullinane
Arbitrator(s): George L. Tindall, W. Scott Bowersock, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
|  | $0 |
| 17-01562 | 01/02/2018 | Claimant(s): Thomas Kokjohn
Claimant Lawyers(s): Michael T. West
Respondent(s): Frances Brody Trust dated Feb. 28, 1979, Jake J Farber & Janet Farber Revocable T, Nancy Alpert Trust dated January 17,1997, Raymond & Barbara Alpert Trust Oct6,1987
Respondent Lawyers(s): Jake Farber, Nancy Alpert, Raymond Alpert
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | Expungement |
| 16-02792 | 12/01/2017 | Claimant(s): William Roberts
Claimant Lawyers(s): William J. Roberts
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): Peter D. Steinbroner, Paul Isaac Matloff, Rosalind Elaine Stevenson
Hearing Site: Los Angeles, CA
| | $0 |
| 17-01083 | 10/30/2017 | Claimant(s): Iris Tatro
Claimant Lawyers(s): Iris Tatro
Respondent(s): Michael Shea, Vision
Respondent Lawyers(s): David E. Achzet, Michael Daniel Shea
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
| | $14,754 |
| 17-00969 | 10/27/2017 | Claimant(s): StartEngine Capital LLC
Claimant Lawyers(s): Mary F. Knight
Respondent(s): Abbey Konowitch
Respondent Lawyers(s): Abbey Konowitch
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00989 | 10/12/2017 | Claimant(s): Panahi Enterprises Corp
Claimant Lawyers(s): Bobby Panahi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Kenneth E. Owen
Hearing Site: Los Angeles, CA
| | $0 |
| 17-01170 | 10/10/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Bruce B. Johnson
Respondent(s): Peter Klinbuakeo
Respondent Lawyers(s): Peter S. Klinbuakeo
Arbitrator(s): Elliott David Finkel
Hearing Site: Los Angeles, CA
| | $0 |
| 16-01304 | 10/06/2017 | Claimant(s): Joseph Louie, Wai Louie
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Oppenheimer & Co.., Michael Rosenmayer
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Alan Stamm, Richard N. Friedman, Cynthia Cashman Makin
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-02368 | 10/05/2017 | Claimant(s): Myron Allen, Myron Allen IRA
Claimant Lawyers(s): Thomas Gruenbeck
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric A. Herzog
Arbitrator(s): Richard M. Norman, Gregory Douglas Stone, Holly Banafsheh
Hearing Site: Los Angeles, CA
| | $0 |
| 15-02285 | 09/21/2017 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ameriprise Financial Services., Li-Lin Hsu, American Express Financial Corporation
Respondent Lawyers(s): Chad Weaver, Li-Lin Hsu
Arbitrator(s): Richard M. Norman, Kirtley M. Thiesmeyer, Lorraine Woodwark
Hearing Site: Los Angeles, CA
| | Settlement |
