| 24-01453 | 11/22/2024 | Claimant(s): Stuart Tweedie
Claimant Lawyers(s): Stuart Tweedie
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Esther E. Cho
Arbitrator(s): Michael Evan Beckman
Hearing Site: Los Angeles, CA
|  | $0 |
| 23-01669 | 11/19/2024 | Claimant(s): The MW Trust
Claimant Lawyers(s): Andrew M Greenidge
Respondent(s): Saturna Brokerage Services
Respondent Lawyers(s): Joseph E. Floren
Arbitrator(s): Brent J. Rosenbaum, Jack R. Goetz, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
| | Expungement |
| 23-00586 | 11/12/2024 | Claimant(s): Arline Miller, Arline Miller IRA
Claimant Lawyers(s): Arline Miller
Respondent(s): Jason Vanclef
Respondent Lawyers(s): Jason Vanclef
Arbitrator(s): Neil S. Jasper, Olivia J. Valentine, Barry D. Kaye
Hearing Site: Los Angeles, CA
| | Expungement |
| 23-01541 | 11/08/2024 | Claimant(s): Keith Krupka
Claimant Lawyers(s): Matthew Wilson
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Theodore E. Danciart, Paula K. Konikoff, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
| | $0 |
| 24-01019 | 09/09/2024 | Claimant(s): Rimma Yuryeva
Claimant Lawyers(s): Leon Ozeran
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 23-01577 | 09/05/2024 | Claimant(s): Lester Berman
Claimant Lawyers(s): John Owen Murrin
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Erik R. Siering, Jeffrey L. Malek, Randall William Clow
Hearing Site: Los Angeles, CA
| | $0 |
| 23-02373 | 09/03/2024 | Claimant(s): Edi Pouldar, Robert Pouldar
Claimant Lawyers(s): Kevin Pouldar
Respondent(s): Akiva Fialkoff, J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | Expungement |
| 23-03188 | 08/14/2024 | Claimant(s): David Moran, David Moran on behalf of his IRA account
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Robert D. Sussin, Joseph Alfred Davis, Howard Clark Posner
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
| 23-02503 | 08/07/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Ray Mahdavi
Respondent(s): Daniel Duong
Respondent Lawyers(s): Daniel Duong
Arbitrator(s): Kenneth E. Owen, June McLaughlin, Jeffrey Dwayne Robertson
Hearing Site: Los Angeles, CA
| | $466,689 |
| 23-01189 | 07/25/2024 | Claimant(s): Nir Haklili, Nir Haklili IRA
Claimant Lawyers(s): Nir Haklili
Respondent(s): Independent Financial Group.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
| | Expungement |
