| 11-04259 | 05/13/2014 | Claimant(s): Patricia Williams
Claimant Lawyers(s): T. Jay Seale
Respondent(s): Ameriprise Financial Services., Jeanine Cazaubon
Respondent Lawyers(s): Susan Sheely
Arbitrator(s): Michele N. O'Brien, Eric M. Schorr
Hearing Site: New Orleans, LA
|  | Expungement |
| 12-00363 | 05/01/2014 | Claimant(s): Albertus Niehuis, Andrea Niehuis, ARI - OP 18, TIC SHS Pittsburgh 2, TIC TPS Portland 3
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Walter J. Huntley, Joseph M. O'Connor, Adrian Alec Colley
Hearing Site: San Francisco, CA
| | $1,165,880 |
| 12-02384 | 04/15/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Raymond Kovalski
Respondent Lawyers(s): Timothy R. Obringer
Arbitrator(s): Kathleen P. Helbig-Hannan, I. Bernard Trombetta, Douglas Lucera Alder
Hearing Site: Cleveland, OH
| | Expungement |
| 12-02911 | 04/15/2014 | Claimant(s): Iride Champion
Claimant Lawyers(s): Gary Menzer
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Celeste A. Beron
Hearing Site: Columbia, SC
| | $0 |
| 13-01983 | 03/27/2014 | Claimant(s): Barbara Ochs
Claimant Lawyers(s): James A. Scott
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Theodore Haynes
Hearing Site: Orlando, FL
| | $213 |
| 13-02263 | 03/19/2014 | Claimant(s): Kelly Curran
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Bart Ellis, Ameriprise Financial Services.
Respondent Lawyers(s): Bart James Ellis, Susan E. Sheely
Arbitrator(s): Carol McHugh Sanders
Hearing Site: Chicago, IL
| | $43,444 |
| 13-02736 | 03/12/2014 | Claimant(s): Michael Sushel
Claimant Lawyers(s): Michael Sushel
Respondent(s): Ameriprise Financial Services., Vivian Chang
Respondent Lawyers(s): Elizabeth Del Cid
Arbitrator(s): Janice A. Salter
Hearing Site: Los Angeles, CA
| | $32,526 |
| 12-00772 | 03/04/2014 | Claimant(s): Aimai Knypstra, Knypstra 2008 Irrevocable Trust, Knypstra Family Trust
Claimant Lawyers(s): Benjamin Blakeman
Respondent(s): Ameriprise Financial Services., John Koudsi, Ameriprise Financial., Riversource Life Insurance Company
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Gary Timothy Haight, Susan B. Gans-Smith, Anna Marie Turco
Hearing Site: Los Angeles, CA
| | $0 |
| 12-03836 | 02/20/2014 | Claimant(s): Rebecca Magee, William Magee
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): James C. Hoover
Hearing Site: Columbia, SC
| | Expungement |
| 13-00534 | 02/10/2014 | Claimant(s): William Fitzpatrick
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Maxel (Bud) B. Silverberg, C. Sumpter Logan, George Young Banks
Hearing Site: Dallas, TX
| | $0 |
