| 15-00598 | 06/07/2016 | Claimant(s): Richard Forde, RGA Forde, Godwin Fund Partners, L.P.
Claimant Lawyers(s): Brian J. Brislen
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): John A. Baynes, Frank Samuel Perri, Celeste A. Beron
Hearing Site: Charlotte, NC
|  | $1,050,750 |
| 14-01942 | 10/21/2015 | Claimant(s): Alaa Elhamrawy
Claimant Lawyers(s): Alaa Elhamrawy
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Tom L. Peterson, Arnold M. Marrow, Susan Lauder Stewart
Hearing Site: Boston, MA
| | $0 |
| 14-03846 | 06/05/2015 | Claimant(s): Charlton Coroni
Claimant Lawyers(s): Charlton Coroni
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Phyllis Karasov
Hearing Site: Minneapolis, MN
| | $425 |
| 14-02937 | 04/02/2015 | Claimant(s): Refael Shaoulian
Claimant Lawyers(s): Rafael Shaoulian
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | $0 |
| 12-00328 | 06/25/2014 | Claimant(s): Ronald Small
Claimant Lawyers(s): Ronald Small
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Joseph A. Matteo
Arbitrator(s): Richard A. Purkiss, Edward F. Koren, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
| | $0 |
| 13-02446 | 04/02/2014 | Claimant(s): Jan Harris
Claimant Lawyers(s): Jan E. Harris
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Michael J. Fish
Hearing Site: Honolulu, HI
| | $25 |
| 10-05785 | 09/29/2011 | Claimant(s): Orval Beckmon
Claimant Lawyers(s): Barry D. Estell
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James A. Hayes, Wilburta Ann Willey, John James Rubin
Hearing Site: Wichita, KS
| | $0 |
| 10-03883 | 06/15/2011 | Claimant(s): Alan Klein, Ttee for Alan J Klein Trust
Claimant Lawyers(s): Alan Klein
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Elliot Leitner
Hearing Site: Chicago, IL
| | $0 |
| 10-03356 | 01/20/2011 | Claimant(s): Anna Quindlen, Gerald Krovatin
Claimant Lawyers(s): Gerald Krovatin
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): David S. Paul
Hearing Site: New York, NY
| | $163 |
| 09-05201 | 04/19/2010 | Claimant(s): Saul Crafton
Claimant Lawyers(s): Saul Crafton
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Catherine Luth
Arbitrator(s): Robert H. Putnam
Hearing Site: Jacksonville, FL
| | $257 |
