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FINRA Awards for Amanda Parisi

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0257105/06/2024Claimant(s): Estate of Mark Sherman
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Sylvia Kaminsky, Sandra Holtzman, Richard Gary Stelnik
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
21-0196511/08/2023Claimant(s): Julie O'Rourke
Claimant Lawyers(s): Pierre Ciric
Respondent(s): Morgan Stanley, Kathleen Entwistle, UBS Financial Services Inc.
Respondent Lawyers(s): Amanda Parisi, Anastasia B. Wohar, David I. Hantman
Arbitrator(s): Oliver W. Williams, Andrew M. Schmertz, Richard Gary Stelnik
Hearing Site: New York, NY
Checkmark IconExpungement
23-0062810/11/2023Claimant(s): Heidi Leeds, Laurence Leeds
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
20-0288506/12/2023Claimant(s): Keila Cengiz
Claimant Lawyers(s): Michael M. DiCicco
Respondent(s): Brian Manning, Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Julian F. Santos, Sylvia Kaminsky, Emily Diamond
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
21-0195503/01/2022Claimant(s): Patricia Gremore
Claimant Lawyers(s): Patricia A. Gremore
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley DW Inc., A. G. Edwards & Sons., Wells Fargo Advisors Financial Network, Invesco Distributors.
Respondent Lawyers(s): Amanda Parisi, Anne Gerry, Jeffrey D. Rodgers
Arbitrator(s): Kevin J. Demet
Hearing Site: Milwaukee, WI
Checkmark IconDismissed by Rule 12206
21-0224202/11/2022Claimant(s): Roger Roach
Claimant Lawyers(s): William A. Haddad
Respondent(s): Morgan Stanley, Noah Caruso
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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