Potomac Analytics' Logo

FINRA Awards for Boise, ID

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 29 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0264611/22/2022Claimant(s): Carol Monte
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Jonathan H. Krotinger, Paul E. Dahlman, Jon Richard Catten
Hearing Site: Boise, ID
Checkmark IconExpungement
21-0069411/10/2021Claimant(s): Joyce L. Burkheiser
Claimant Lawyers(s): Kathryn A Salfingere
Respondent(s): Morgan Stanley, Kal Jamsa
Respondent Lawyers(s): Kathleen Salvaty
Arbitrator(s): Dean J. Dietrich
Hearing Site: Boise, ID
Checkmark Icon$0
21-0225911/04/2021Claimant(s): Fredrick Schiffle
Claimant Lawyers(s): Kevin P. Kruppnick
Respondent(s): Joseph Thurnherr
Respondent Lawyers(s): Joseph Morris Thurnherr
Arbitrator(s): John J. Fitzpatrick
Hearing Site: Boise, ID
Checkmark Icon$0
20-0073609/28/2020Claimant(s): Michael Willey
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Lawrence Fawcett
Respondent Lawyers(s): Lawrence John Fawcett
Arbitrator(s): Daniel B. MacLeod
Hearing Site: Boise, ID
Checkmark Icon$36,088
18-0407912/03/2019Claimant(s): David Taylor, Kay Taylor
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowther
Arbitrator(s): Langdon T. Owen, Thomas R. Dreiling, Mark Lee Haggard
Hearing Site: Boise, ID
Checkmark Icon$0
18-0235501/03/2019Claimant(s): Adele Harper, Amanda Harper, Chris Hansen, Christina Hansen, Ed Harper, Gary Hansen, Genene Hansen, Philip Harper, Ray Hadley, Rick Tokita, Robert Hadley, Terry Hansen, Trevor Shuman
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Heath Bowen
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Elwood C. Avery, Paul E. Dahlman, James E. Bartels
Hearing Site: Boise, ID
Checkmark Icon$385,000
17-0322211/28/2018Claimant(s): Cheryl Neace
Claimant Lawyers(s): Eben T Masingill
Respondent(s): Timothy Hetrick, U.S. Brokerage.
Respondent Lawyers(s): Gregory Randall, William A. Morrow
Arbitrator(s): Paul E. Dahlman
Hearing Site: Boise, ID
Checkmark Icon$42,500
16-0284412/19/2017Claimant(s): Gary Stoll, Jimmie Stoll
Claimant Lawyers(s): Christopher L. Lufrano
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Sarah Schiferl
Arbitrator(s): Joseph C. Roberts
Hearing Site: Boise, ID
Checkmark IconExpungement
17-0013512/19/2017Claimant(s): Dwight Hansen, Julie Hansen, Hansen's Grain Inc., Dwight Jay Hansen IRA
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Brandon Stimpson, Heath Bowen, Allegis Investment Services
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Larry T. Coady, G. E. Craig Doupe, Michael D. Briggs
Hearing Site: Boise, ID
Checkmark IconDismissed by Rule (12200/12201)
16-0064408/08/2017Claimant(s): Bruce McKay, The McKay Family Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Dee Newell
Hearing Site: Boise, ID
Checkmark IconExpungement

29 Results

Display: