Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01545 | 11/14/2023 | Claimant(s): Brian Singleton Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC, Cuna Brokerage Services. Respondent Lawyers(s): Michael T. West, Sandra D. Grannum Arbitrator(s): Herbert Liberman Hearing Site: Boise, ID | ||
| 22-02074 | 05/23/2023 | Claimant(s): Jason Hawke Claimant Lawyers(s): Jennifer Poole Farrar Respondent(s): LPL Financial LLC, J. P. Turner & Company LLC Respondent Lawyers(s): David Feldstein, Kelsey Vasko Arbitrator(s): Daniel M. Yamshon Hearing Site: Boise, ID | ||
| 19-02511 | 04/01/2020 | Claimant(s): Peter Covino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VSR Financial Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Craig Charles Beles Hearing Site: Boise, ID | ||
| 18-03964 | 10/02/2019 | Claimant(s): Rodney Furniss Claimant Lawyers(s): Steven J. Wright Respondent(s): Pruco Securities. Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Jonathan H. Krotinger Hearing Site: Boise, ID | ||
| 18-02320 | 07/02/2019 | Claimant(s): Peter Covino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, VSR Financial Services., Prospera Financial Services. Respondent Lawyers(s): Brian Harlan, Jeremy Carr, William M. Schmitt Arbitrator(s): Daniel B. MacLeod Hearing Site: Boise, ID | ||
| 17-00236 | 03/20/2018 | Claimant(s): Mark Eshman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Imperial Capital Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): Nina Vallion Hearing Site: Boise, ID | ||
| 17-01210 | 11/06/2017 | Claimant(s): Ronald Daly Claimant Lawyers(s): Patrick Mahoney Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Ann C. McCague Arbitrator(s): Laurel Littman Gothelf Hearing Site: Boise, ID | ||
| 17-00224 | 10/11/2017 | Claimant(s): James Everitt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Herbert Liberman Hearing Site: Boise, ID | ||
| 16-03508 | 08/30/2017 | Claimant(s): Daniel McPherson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America., Cetera Advisors LLC, Parkland Securities Respondent Lawyers(s): David G. Smitham, Denis C. Dice, John McClellan Arbitrator(s): Bernard F. Vail Hearing Site: Boise, ID | ||
| 16-00676 | 03/03/2017 | Claimant(s): Vickie Little Claimant Lawyers(s): Craig H. Durham Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jodi S. Cohen Arbitrator(s): Larry T. Coady Hearing Site: Boise, ID |