| 23-03016 | 09/04/2024 | Claimant(s): Nathanael Downs
Claimant Lawyers(s): Alex Padla
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Kristina J. Branstetter
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Boise, ID
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| 23-01545 | 11/14/2023 | Claimant(s): Brian Singleton
Claimant Lawyers(s): Stephan Louviere
Respondent(s): LPL Financial LLC, Cuna Brokerage Services.
Respondent Lawyers(s): Michael T. West, Sandra D. Grannum
Arbitrator(s): Herbert Liberman
Hearing Site: Boise, ID
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| 22-02074 | 05/23/2023 | Claimant(s): Jason Hawke
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): LPL Financial LLC, J. P. Turner & Company LLC
Respondent Lawyers(s): David Feldstein, Kelsey Vasko
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Boise, ID
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| 19-02511 | 04/01/2020 | Claimant(s): Peter Covino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Craig Charles Beles
Hearing Site: Boise, ID
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| 18-03964 | 10/02/2019 | Claimant(s): Rodney Furniss
Claimant Lawyers(s): Steven J. Wright
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: Boise, ID
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| 18-02320 | 07/02/2019 | Claimant(s): Peter Covino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, VSR Financial Services., Prospera Financial Services.
Respondent Lawyers(s): Brian Harlan, Jeremy Carr, William M. Schmitt
Arbitrator(s): Daniel B. MacLeod
Hearing Site: Boise, ID
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| 17-00236 | 03/20/2018 | Claimant(s): Mark Eshman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Imperial Capital
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): Nina Vallion
Hearing Site: Boise, ID
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| 17-01210 | 11/06/2017 | Claimant(s): Ronald Daly
Claimant Lawyers(s): Patrick Mahoney
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Ann C. McCague
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Boise, ID
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| 17-00224 | 10/11/2017 | Claimant(s): James Everitt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Herbert Liberman
Hearing Site: Boise, ID
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| 16-03508 | 08/30/2017 | Claimant(s): Daniel McPherson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America., Cetera Advisors LLC, Parkland Securities
Respondent Lawyers(s): David G. Smitham, Denis C. Dice, John McClellan
Arbitrator(s): Bernard F. Vail
Hearing Site: Boise, ID
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