16-00391 | 07/26/2016 | Claimant(s): Edward Alston Claimant Lawyers(s): Edward D. Alston Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Michael D. Harrison Hearing Site: Los Angeles, CA
| | $0 |
12-03721 | 02/10/2016 | Claimant(s): Diane Ford, Diane Savone, Iris Simmons, Janine Maxfield, Martha Nelson, Rita Wuelfing, Sylvia Reed Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): William M. Turner Arbitrator(s): Martin Olinick, Ronald L. Cameron, Michael D. Harrison Hearing Site: Los Angeles, CA
| | $597,295 |
13-03427 | 07/17/2015 | Claimant(s): DeVonna Murrin, John Murrin Claimant Lawyers(s): J. Owen Murrin, Joshua H. Sisam Respondent(s): Steven Olasky, Newcomb And Company Respondent Lawyers(s): Frederick W. Newcomb, Patrick R. Mahoney Arbitrator(s): Michael D. Harrison, Kirtley M. Thiesmeyer, W. Scott Bowersock Hearing Site: Los Angeles, CA
| | $0 |
13-03600 | 04/15/2015 | Claimant(s): Gloria Ruiz, Roberto Ruiz Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Maurice Chelliah, Evolve Securities. Respondent Lawyers(s): Jason E. Brown, Maurice Joseph Chelliah Arbitrator(s): Howard A. Emirhanian, Michael D. Harrison, David K. Slay Hearing Site: Los Angeles, CA
| | $60,000 |
14-00985 | 10/14/2014 | Claimant(s): optionsXpress. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kuba Jewgieniew, Clear Lake Business Services LLC, Clear Lake Company Limited Partnership Respondent Lawyers(s): Brian VanCleave Arbitrator(s): June McLaughlin, Michael D. Harrison, Erich Daniel Schiefelbine Hearing Site: Las Vegas, NV
| | $0 |
11-02151 | 10/07/2014 | Claimant(s): Gary Quick, The Quick Family Trust Claimant Lawyers(s): Gary J. Quick Respondent(s): LPL Financial LLC Respondent Lawyers(s): David Markun Arbitrator(s): Gerald F. Corrigan, Michael D. Harrison, Christopher L. Mass Hearing Site: Los Angeles, CA
| | $0 |
13-03003 | 08/28/2014 | Claimant(s): Susi Orlean Bahat Family Trust Claimant Lawyers(s): Robert W. Shaffer Respondent(s): Unionbanc Investment Services Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Michael D. Harrison Hearing Site: Los Angeles, CA
| | Expungement |
12-03247 | 06/27/2014 | Claimant(s): Robert Blakeman and Anne Blakeman Mahr Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Barry Bayat, UBS Financial Services Inc. Respondent Lawyers(s): Michael M. Gless, Tara B. Voss Arbitrator(s): Michael D. Harrison, Dorothy B. Strackbein, Constance Ellen Boukidis Hearing Site: Los Angeles, CA
| | Expungement |
12-04345 | 04/25/2014 | Claimant(s): Austin Family Trust Claimant Lawyers(s): Gregory Austin Respondent(s): Edwin Stanton, Morgan Stanley Respondent Lawyers(s): Melissa Muehfeld Arbitrator(s): Michael D. Harrison Hearing Site: Los Angeles, CA
| | $19,148 |
13-00395 | 04/04/2014 | Claimant(s): Ellen Jackson, Thomas Jackson Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Newport Coast Securities. Respondent Lawyers(s): Elizabeth Lowery Arbitrator(s): Michael D. Harrison, Milton N. Gross, Ted Paul Comfort Hearing Site: Los Angeles, CA
| | Expungement |