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FINRA Awards for Jonathan E. Neuman

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Displaying 121-130 out of 164 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0238302/22/2016Claimant(s): Terry Nauman
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Stephen Mckoy
Respondent Lawyers(s): Stephen Dirk Mckoy
Arbitrator(s): John J. Miller
Hearing Site: Des Moines, IA
Checkmark Icon$144,223
14-0290602/17/2016Claimant(s): Joanne Marano
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): David Sivel
Respondent Lawyers(s): Joseph C. Korsak
Arbitrator(s): Alan J. Blocher
Hearing Site: Philadelphia, PA
Checkmark Icon$49,300
14-0062002/09/2016Claimant(s): Mike Thompson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Michael DeFelice
Respondent Lawyers(s): Michael DeFelice
Arbitrator(s): Martin Brosnan, Benjamin A. Kerner, Carl E. Ver Beek
Hearing Site: Detroit, MI
Checkmark IconExpungement
14-0260401/22/2016Claimant(s): Daniel Fleming
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Brookville Capital Partners
Respondent Lawyers(s): Anthony Lodati, President
Arbitrator(s): Edward M. Olson, Patrick R. Sughroue, Melissa B. VanDam
Hearing Site: Detroit, MI
Checkmark Icon$241,940
13-0332712/15/2015Claimant(s): Dana Johnson, Malvin Johnson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Philip I. McConnell
Hearing Site: Dallas, TX
Checkmark Icon$10,600
15-0001112/14/2015Claimant(s): Pamela Averick, Averick Financial LLC
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machinski
Arbitrator(s): Joseph J. Arata, Howard D. Jacob, Edward W. Morris
Hearing Site: New York, NY
Checkmark Icon$0
14-0145512/02/2015Claimant(s): William Suhoski
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Salvatore Gioe
Respondent Lawyers(s): Salvatore Gioe
Arbitrator(s): James J. Puhala
Hearing Site: Pittsburgh, PA
Checkmark Icon$9,107
14-0328612/01/2015Claimant(s): Heather Law, Kenneth Law
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Michael P. Marryshow
Hearing Site: Philadelphia, PA
Checkmark Icon$0
13-0373111/19/2015Claimant(s): Charles Horton
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): I. Douglas Dunipace, Jerry H. Friedland, Zeek Ojeh
Hearing Site: Phoenix, AZ
Checkmark Icon$0
14-0038309/22/2015Claimant(s): Donna Cramer, John Cramer
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Terry F. Peppard, Kevin D. Hofman, Mark S. Gleason
Hearing Site: Minneapolis, MN
Checkmark Icon$58,563

164 Results

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