| 18-00728 | 02/21/2020 | Claimant(s): Kevin Mackenzie
Claimant Lawyers(s): Gary Menzer
Respondent(s): Frank Pasquale, Garden State Securities.
Respondent Lawyers(s): Robert I. Rabinowitz, Robert Knuts
Arbitrator(s):
Hearing Site: Boston, MA
|  | Settlement |
| 17-01038 | 01/10/2020 | Claimant(s): Adelle Abdallah, Soraya Abdallah
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Ronald L. Cheney, B. John Dill, David B. Beizer
Hearing Site: Boston, MA
| | $455,000 |
| 18-03771 | 01/03/2020 | Claimant(s): Randall Gale
Claimant Lawyers(s): Jeffrey S. Eisenberg
Respondent(s): Geoffrey Garratt
Respondent Lawyers(s): Geoffrey Garratt
Arbitrator(s): James R. Collins
Hearing Site: Boston, MA
| | $75,023 |
| 17-03324 | 12/13/2019 | Claimant(s): Ilir Hasani, Ivana Vanacova, Gresa USA LLC (Hasani & Vanacova)
Claimant Lawyers(s): Lee Holland
Respondent(s): Matthew Warshaw, Merrill Lynch Pierce Fenner & Smith Inc., Michael Wasserman
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Ronald L. Cheney, Susan E. Maloney, Denise L. Presley
Hearing Site: Boston, MA
| | $0 |
| 19-00773 | 10/29/2019 | Claimant(s): Frank Congemi
Claimant Lawyers(s): Katie Lynn Zorc
Respondent(s): Barbara Nason
Respondent Lawyers(s): Barabara Nason
Arbitrator(s): Debra M. Brown, Ericka B. Gray, Howard N. Gorney
Hearing Site: Boston, MA
| | Expungement |
| 18-04192 | 08/12/2019 | Claimant(s): Kenneth Ebbe
Claimant Lawyers(s): John A. Mangones
Respondent(s): Donald Gunn, Richard Frueh, Leerink Partners LLC
Respondent Lawyers(s): Burton W. Wiand, David H. Jarvis, Lloyd S. Clareman
Arbitrator(s): Howard N. Gorney, Gene M. Bauer, Peter M Cosel
Hearing Site: Boston, MA
| | Dismissed by Rule 12206/12504 |
| 18-04005 | 05/08/2019 | Claimant(s): Radha Govindrajan
Claimant Lawyers(s): Radha Govindrajan
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Linda J. Baer
Hearing Site: Boston, MA
| | $0 |
| 17-03210 | 04/26/2019 | Claimant(s): Tino Villanueva
Claimant Lawyers(s): Jared Febbroriello
Respondent(s): David Manor
Respondent Lawyers(s): David Manor
Arbitrator(s): Gene M. Bauer, Jeffrey Neil Fink, Catherine M. Gallagher
Hearing Site: Boston, MA
| | $0 |
| 18-01405 | 02/26/2019 | Claimant(s): Estate of Richard Provost its Trustee
Claimant Lawyers(s): Michael A. Collora
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): David Ward
Arbitrator(s): Howard N. Gorney, Nadine Nasser Donovan, John Michael D'Amico
Hearing Site: Boston, MA
| | $115,780 |
| 18-01289 | 01/11/2019 | Claimant(s): Joseph Menice
Claimant Lawyers(s): Keith A. Macdonald
Respondent(s): James Moniz
Respondent Lawyers(s): Peter F. Flynn
Arbitrator(s): Richard J. Grahn, Barry J. Rubenstein, Evalyn Lipton Fishbein
Hearing Site: Boston, MA
| | $0 |
