| 09-05911 | 06/17/2010 | Claimant(s): Robert D. Willcutt, Robert D. Willcutt and Nancy J. Willcutt
Claimant Lawyers(s): Nancy J. Willcutt
Respondent(s): James Healey, UBS Financial Services Inc., Richard Crews
Respondent Lawyers(s): Hasan Ibrahim
Arbitrator(s): Nickolas F. Monteforte
Hearing Site: Boston, MA
|  | $213 |
| 09-05048 | 06/09/2010 | Claimant(s): Jeffry A. Wisnia IRA Account
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Tom L. Peterson
Hearing Site: Boston, MA
| | $16,720 |
| 08-04432 | 05/21/2010 | Claimant(s): Linda Manjarrez
Claimant Lawyers(s): Evans J. Carter
Respondent(s): Paul Hess, Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): June Y. Kilmarx, Peter Svorinic, Jeffrey S. Troderman
Hearing Site: Boston, MA
| | $0 |
| 09-04798 | 05/07/2010 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): David Lu
Respondent Lawyers(s): David D. Lu
Arbitrator(s): Sandor I. Rabkin, John Joseph Cotter, Alicia J. Reines-Leo
Hearing Site: Boston, MA
| | $0 |
| 09-01066 | 05/07/2010 | Claimant(s): Peabody House Company Partnership
Claimant Lawyers(s): Kevin S. Murphy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Gerard S. Marsan, June Y. Kilmarx, Pran N. Tiku
Hearing Site: Boston, MA
| | $0 |
| 07-01706 | 04/13/2010 | Claimant(s): Augusto Andrade, Maria Andrade
Claimant Lawyers(s): Megan M. McMillin
Respondent(s): Wachovia Securities, Michael Ewanouski
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Peter L. Curry, John H. Henn, Nancy E. Watters
Hearing Site: Boston, MA
| | $18,384 |
| 09-05334 | 04/08/2010 | Claimant(s): Michael M. Crenshaw and Beth R. Crenshaw
Claimant Lawyers(s): Michael M Crenshaw
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): William H. McCarter
Hearing Site: Boston, MA
| | $213 |
| 09-04106 | 02/09/2010 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R Matthew Ingraham
Respondent(s): Robert Bonds
Respondent Lawyers(s): Robert E. Bonds
Arbitrator(s): Colette Manoil
Hearing Site: Boston, MA
| | $0 |
| 09-04040 | 02/09/2010 | Claimant(s): Susan Ryan
Claimant Lawyers(s): Susan Ryan
Respondent(s): Angela Gray, Angela Lenehan, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
| | $163 |
| 08-00836 | 02/04/2010 | Claimant(s): John Ligums, Mark Leventhal, Jelco.
Claimant Lawyers(s): Pete S. Michaels
Respondent(s): Donald Wojnowski, Empire Financial Group., JESUP & LAMONT SECURITIES CORP, Penson Financial Services.
Respondent Lawyers(s): Christina Tsesmelis, Maureen A. Ryan, Todd A. Zuckerbrod
Arbitrator(s): Howard I. Wilgoren, Jeffrey P. Petrucelly, Maxwell J. Mahoney
Hearing Site: Boston, MA
| | $0 |
