| 21-00848 | 08/05/2021 | Claimant(s): Michael Sanzo
Claimant Lawyers(s): Michael Ryan Sanzo
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Shawn J. Gebhardt
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
|  | $300 |
| 20-03545 | 06/16/2021 | Claimant(s): Adam Padro
Claimant Lawyers(s): Adam Padro
Respondent(s): BB&T Securities
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): James Gregory Yawman, DeAndra Roache, George Thomas Doran
Hearing Site: Baltimore, MD
| | $0 |
| 20-03763 | 03/31/2021 | Claimant(s): Derek Hasselhoff
Claimant Lawyers(s): Derek C. Hasselhoff
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
| | $213 |
| 19-02371 | 03/26/2021 | Claimant(s): Barbara Conover
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Shelley Simons Korch, John N. Greer, Elizabeth Varner
Hearing Site: Baltimore, MD
| | Expungement |
| 20-00934 | 03/24/2021 | Claimant(s): Nicholai Rifkind
Claimant Lawyers(s): Nicholai Rifkind
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
| | $75 |
| 19-02692 | 11/25/2020 | Claimant(s): Susan Jakab
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): David L. Ruderman, John N. Greer, Roberto Rafael Pinero
Hearing Site: Baltimore, MD
| | $0 |
| 19-01970 | 06/04/2020 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Charles Rattley
Respondent Lawyers(s): Charles Kenneth Rattley
Arbitrator(s): Diane Ciccone, Thomas J. Dolina, Margaret Ann Dubil
Hearing Site: Baltimore, MD
| | $207,918 |
| 19-03437 | 03/24/2020 | Claimant(s): Nancy Huber
Claimant Lawyers(s): Nancy C. Huber
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
| | $1,249 |
| 18-03249 | 11/25/2019 | Claimant(s): Brian Toon, Joseph Sperber, Phyllis Schreiner, Ronda Montgomery
Claimant Lawyers(s): Joseph J. Sperber
Respondent(s): TD Ameritrade., E*Trade Securities LLC
Respondent Lawyers(s): James J. Vihstadt, Meredith Hoffman
Arbitrator(s): Ellen F. Kandell, Joseph J. Dougherty, Gerald S. Smith
Hearing Site: Baltimore, MD
| | $0 |
| 18-03529 | 11/07/2019 | Claimant(s): Estate of Gerald Seldin, Gerald Seldin Residuary Trust u/w dated
Claimant Lawyers(s): Jeffrey E. Nusinov
Respondent(s): Alan Hess, Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Edward J. Gutman, James Ray Eyler, Thomas M. Devlin
Hearing Site: Baltimore, MD
| | $173,202 |
