| 14-02693 | 04/23/2018 | Claimant(s): Mark Pogue
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): William E. Hartsfield, Jeff Abrams, Russell Phillips Gandy
Hearing Site: Dallas, TX
|  | Expungement |
| 13-03108 | 08/18/2014 | Claimant(s): Milo H. Segner, Jr. as Trustee of the PR
Claimant Lawyers(s): Andrew Sommerman
Respondent(s): Workman Securities Corporation
Respondent Lawyers(s): Christopher P Parrington
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
| | $11,570,000 |
| 12-02734 | 06/09/2014 | Claimant(s): Kaylyn Kelsey Kerr 1989 Trust, Kaylyn Kerr Irrevocable Trust
Claimant Lawyers(s): Bryan Forman
Respondent(s): Donald Donahue, John Mahoney, Suzanne Gavin, 1st Worldwide Financial Partners, Llc
Respondent Lawyers(s): John F. Mahoney, Michael Schwartzberg, Suzanne Gavin Mahoney
Arbitrator(s): William E. Hartsfield, Robert L. Chisolm, Russell Phillips Gandy
Hearing Site: Dallas, TX
| | Expungement |
| 12-03271 | 06/04/2014 | Claimant(s): Katharina Taylor, Maxwell Taylor
Claimant Lawyers(s): Jahan K Manasseh
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Valynda A. Ewton, Arthur H. Geffen, William E. Hartsfield
Hearing Site: Dallas, TX
| | Expungement |
| 11-02571 | 07/10/2013 | Claimant(s): Edward Massey, Merrilyn Massey
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Robert L. Yeager, William E. Hartsfield, Andrea U. Calve
Hearing Site: Dallas, TX
| | Expungement |
| 10-04837 | 02/22/2013 | Claimant(s): Karen Wykrent, Michael Wykrent
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): William E. Hartsfield, Karen J. Zvonecek, Edward J. Lynch
Hearing Site: Dallas, TX
| | Expungement |
| 11-03635 | 09/05/2012 | Claimant(s): PR Liquidating Trust
Claimant Lawyers(s): Andrew B. Sommerman
Respondent(s): Meadowbrook Securities LLC
Respondent Lawyers(s): Alberta Williams
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
| | $6,959,750 |
| 11-01875 | 03/30/2012 | Claimant(s): Marvin Blum
Claimant Lawyers(s): Richard A. Lewins
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): William E. Hartsfield, Joseph G. Werner, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $1,506,800 |
| 09-04063 | 05/27/2011 | Claimant(s): Delpha Potter IRA, John W. Potter IRA, R.D. Potter Living Trust
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Bruce Martin, Patrick Gilkey, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield, Patrick W. Gilkey
Arbitrator(s): William E. Hartsfield, Preston Deaton Rigsby, Edward J. Lynch
Hearing Site: Dallas, TX
| | $0 |
| 09-00243 | 08/20/2009 | Claimant(s): Jimmy Mack Bilger and Jeanne K. Beilger
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
| | $12,441 |
