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FINRA Awards for E*Trade Securities LLC

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Displaying 221-230 out of 265 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0489810/23/2009Claimant(s): NIlda Lupco
Claimant Lawyers(s): Nilda Lupco
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
Checkmark Icon$0
09-0230910/22/2009Claimant(s): Anthony R. Bonello
Claimant Lawyers(s): Anthony R. Bonnello
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Elizabeth K. Norsworthy
Hearing Site: Montpelier, VT
Checkmark Icon$0
09-0198210/20/2009Claimant(s): Priscila Martins
Claimant Lawyers(s): Priscila Martins
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Guy K. Stewart
Hearing Site: Orlando, FL
Checkmark Icon$2,488
08-0461610/20/2009Claimant(s): Ravindra Sheth
Claimant Lawyers(s): Ravindra Sheth
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Chandler R Bridges, George S. Willingham, John D. Mattingly
Hearing Site: Atlanta, GA
Checkmark Icon$0
09-0228110/15/2009Claimant(s): Fayed Fayed
Claimant Lawyers(s): Fayed O. Fayed
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Robert A. Sauerberg
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0
08-0245207/24/2009Claimant(s): Liem Leigh
Claimant Lawyers(s): Liem Leigh
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Richard J. Stall, Troy C. Sumrall, Peter D. Steinbroner
Hearing Site: Los Angeles, CA
Checkmark Icon$0
08-0463306/23/2009Claimant(s): Samir Lawrence
Claimant Lawyers(s): Samir Lawrence
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Paul J. Greco
Hearing Site: Philadelphia, PA
Checkmark Icon$0
08-0455406/18/2009Claimant(s): Richard Liechty
Claimant Lawyers(s): Richard C. Liechty
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Carl G. Mohr
Hearing Site: Denver, CO
Checkmark Icon$0
09-0017106/16/2009Claimant(s): Nicholas Cochran
Claimant Lawyers(s): Nicholas C. Cochran
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mark R. Topper
Hearing Site: San Francisco, CA
Checkmark Icon$0
08-0500206/04/2009Claimant(s): Howard Winston
Claimant Lawyers(s): Howard Winston
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Kevin R. McDermott
Hearing Site: Cincinnati, OH
Checkmark Icon$88

265 Results

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