Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-04616 | 10/20/2009 | Claimant(s): Ravindra Sheth Claimant Lawyers(s): Ravindra Sheth Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Chandler R Bridges, George S. Willingham, John D. Mattingly Hearing Site: Atlanta, GA |  | $0 |
| 09-02281 | 10/15/2009 | Claimant(s): Fayed Fayed Claimant Lawyers(s): Fayed O. Fayed Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Robert A. Sauerberg Hearing Site: Ft. Lauderdale, FL | | $0 |
| 08-02452 | 07/24/2009 | Claimant(s): Liem Leigh Claimant Lawyers(s): Liem Leigh Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John E. Bersin Arbitrator(s): Richard J. Stall, Troy C. Sumrall, Peter D. Steinbroner Hearing Site: Los Angeles, CA | | $0 |
| 08-04633 | 06/23/2009 | Claimant(s): Samir Lawrence Claimant Lawyers(s): Samir Lawrence Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Paul J. Greco Hearing Site: Philadelphia, PA | | $0 |
| 08-04554 | 06/18/2009 | Claimant(s): Richard Liechty Claimant Lawyers(s): Richard C. Liechty Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Carl G. Mohr Hearing Site: Denver, CO | | $0 |
| 09-00171 | 06/16/2009 | Claimant(s): Nicholas Cochran Claimant Lawyers(s): Nicholas C. Cochran Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Mark R. Topper Hearing Site: San Francisco, CA | | $0 |
| 08-05002 | 06/04/2009 | Claimant(s): Howard Winston Claimant Lawyers(s): Howard Winston Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Kevin R. McDermott Hearing Site: Cincinnati, OH | | $88 |
| 07-01411 | 06/02/2009 | Claimant(s): Steven Wierzba Claimant Lawyers(s): Steven Wierzba Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John E. Bersin Arbitrator(s): Ferdinand Schoch, Thomas H. O'Connor, Paul D. Gutierrez Hearing Site: San Francisco, CA | | $0 |
| 08-03042 | 05/29/2009 | Claimant(s): J. Ross, Richard Ross Claimant Lawyers(s): Jeffrey S. Evans Respondent(s): Chris Erlewine, Curtis Ritter, E*Trade Securities LLC, Rod Webb Respondent Lawyers(s): John Bersin, Lonnie L. Simpson Arbitrator(s): Mark A. Myers, Robert E. Graves, Jeff A. Weill Hearing Site: Jackson, MS | | Stipulated Award and Expungement |
| 08-04998 | 05/21/2009 | Claimant(s): Eric Rosenfeld Claimant Lawyers(s): Eric R Rosenfeld Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | | $6,016 |