Potomac Analytics' Logo

FINRA Awards for Nicholas Cochran

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0082510/03/2017Claimant(s): Clarence Yee, Nicholas Cochran
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Donald Prolo, Joane Prolo
Respondent Lawyers(s): Kenneth J. Catanzarite
Arbitrator(s): Isidoro Berkman
Hearing Site: San Francisco, CA
Expungement
09-0017106/16/2009Claimant(s): Nicholas Cochran
Claimant Lawyers(s): Nicholas C. Cochran
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mark R. Topper
Hearing Site: San Francisco, CA
Checkmark Icon$0

2 Results

Display: