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FINRA Awards for E*Trade Securities LLC

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Displaying 101-110 out of 262 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0027404/17/2015Claimant(s): David Lessing
Claimant Lawyers(s): David A. Lessing
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
Checkmark Icon$38
14-0260004/07/2015Claimant(s): Leon Kelsch
Claimant Lawyers(s): Leon Kelsch
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Matthew W. Schlegel
Hearing Site: Detroit, MI
Checkmark Icon$0
14-0079304/01/2015Claimant(s): Armin Jezari
Claimant Lawyers(s): Nelson S. Ebaugh
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Sherry R. Wetsch, Joshua D. Wallach, Michael Louis Goldstone
Hearing Site: Houston, TX
Checkmark Icon$0
14-0251603/24/2015Claimant(s): Charles Hampson
Claimant Lawyers(s): Charles R. Hampson
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Jerome O. Cohen
Hearing Site: Seattle, WA
Checkmark Icon$0
14-0214202/13/2015Claimant(s): Stephen Jackson
Claimant Lawyers(s): Stephen P. Jackson
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Leah A. Murray
Hearing Site: Kansas City, MO
Checkmark Icon$0
13-0275701/15/2015Claimant(s): Theresa Jacobs
Claimant Lawyers(s): Howard Rosenfield
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Louis H. Miron, Clifford A. Harwick, Stephen L. Lister
Hearing Site: Newark, NJ
Checkmark IconExpungement
14-0148412/26/2014Claimant(s): Peter Mitchell
Claimant Lawyers(s): Peter A. Mitchell
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Robert M. Goldstein
Hearing Site: New York, NY
Checkmark Icon$88
13-0266312/12/2014Claimant(s): Benjamin H Kwon, Castle Eurasia Corp
Claimant Lawyers(s): Benjamin H Kwon
Respondent(s): Bryan Snitselaar, E*Trade Securities LLC, Russell Scherrer, E*Trade Clearing LLC
Respondent Lawyers(s): John Bersin, Meredith F. Hoffman, Ryan Lean, Steve Young
Arbitrator(s): Robert D. Sussin, Neil S. Jasper, Vincent J. Natoli
Hearing Site: Los Angeles, CA
Checkmark Icon$0
14-0056812/02/2014Claimant(s): Lewis Pizzulli
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
Checkmark Icon$0
14-0163811/11/2014Claimant(s): Deborah Cole
Claimant Lawyers(s): John C. Cole
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Fredrick Davis Huebner
Hearing Site: Seattle, WA
Checkmark Icon$213

262 Results

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