| 13-01059 | 04/01/2014 | Claimant(s): Courtney Munson
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Primex
Respondent Lawyers(s): Mark Astarita
Arbitrator(s): James M. Scutti, Donald Theodore Ryce, Doug Campbell
Hearing Site: Boca Raton, FL
|  | $138,500 |
| 11-02233 | 11/05/2012 | Claimant(s): Exempt Share Tst of Gwen Meltzer Rev Tst
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Wells Fargo Advisors, David Kaufman
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Steven M. Greenbaum, Robert A. Sauerberg, Barry S. Shanbron
Hearing Site: Boca Raton, FL
| | $0 |
| 11-03816 | 07/03/2012 | Claimant(s): Catherine Gibson
Claimant Lawyers(s): Gene Mitchell
Respondent(s): Kovack Securities Inc.
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Roy B. Gonas, George H. Rausch, Marcy R. Greer
Hearing Site: Miami, FL
| | $50,250 |
| 09-06865 | 06/19/2012 | Claimant(s): David Shutan, IRA, David Shutan Revocable Trust, Irma Shutan Revocable Trust
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Jeffrey Sanders, Matt Winslow
Respondent Lawyers(s): Matt Winslow, Todd A. Zuckerbrod
Arbitrator(s): Steven R. Reininger, Joseph J. Slotnik, Joseph Leonard Friedes
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 10-05205 | 04/17/2012 | Claimant(s): John Somers
Claimant Lawyers(s): Albert A DeNapoli
Respondent(s): John Sexton, Steven Rabinovici, William Moreno
Respondent Lawyers(s): Todd A Zuckerbrod, Todd A. Zuckerbrod
Arbitrator(s): Howard I. Wilgoren, Edward Aptaker, Maxwell J. Mahoney
Hearing Site: Boston, MA
| | $0 |
| 10-03700 | 03/19/2012 | Claimant(s): Mark Wilton
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Coren Stern
Arbitrator(s): Earl S. Schwarz, Bruce K. Isenberg, Perry Earl Phillips
Hearing Site: Boca Raton, FL
| | $0 |
| 10-03532 | 02/13/2012 | Claimant(s): Russell Tarrant
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Kovack Securities Inc.
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Deborah A. Jackson, Pat Huddleston, Dimitri Angelo Dodys
Hearing Site: Atlanta, GA
| | $314,317 |
| 10-02710 | 07/07/2011 | Claimant(s): Michael O'Connor
Claimant Lawyers(s): Michael O'Connor
Respondent(s): Noel Fleming
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
| | $0 |
| 09-02695 | 03/19/2010 | Claimant(s): Betty Thomas, Trini Thomas
Claimant Lawyers(s): Randall C. Place
Respondent(s): Donald Wojnowski, Eduardo Cabrera, Ronald Eiger, Todd Havemeister, Wofai Offem, Empire Financial Group., Jesup & Lamont Securities Corp
Respondent Lawyers(s): Sarah Y Khurana, Todd A. Zuckerbrod
Arbitrator(s): Paul E. Flora
Hearing Site: Orlando, FL
| | $140,225 |
| 08-00836 | 02/04/2010 | Claimant(s): John Ligums, Mark Leventhal, Jelco.
Claimant Lawyers(s): Pete S. Michaels
Respondent(s): Donald Wojnowski, Empire Financial Group., JESUP & LAMONT SECURITIES CORP, Penson Financial Services.
Respondent Lawyers(s): Christina Tsesmelis, Maureen A. Ryan, Todd A. Zuckerbrod
Arbitrator(s): Howard I. Wilgoren, Jeffrey P. Petrucelly, Maxwell J. Mahoney
Hearing Site: Boston, MA
| | $0 |
