| 16-00361 | 12/11/2018 | Claimant(s): Versel Green
Claimant Lawyers(s): Versel Green
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Maryann Donahue-Yadon, Ralph L. Halpern, Kenneth Dymond
Hearing Site: Buffalo, NY
|  | $0 |
| 17-02152 | 10/17/2018 | Claimant(s): Antonia Barone
Claimant Lawyers(s): Joanne A Schultz
Respondent(s): James Haskins, Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Michael A. Orticelle, Steven C. Kempisty, L. Paul Kehoe
Hearing Site: Buffalo, NY
| | $0 |
| 17-00821 | 07/27/2018 | Claimant(s): David Ulrich
Claimant Lawyers(s): Thomas H. Brandt
Respondent(s): Roosevelt & Crossorporated
Respondent Lawyers(s): Sandra P. Lahens
Arbitrator(s): Tracy L. Allen, Patrick M. Markey, John C. Aten
Hearing Site: Buffalo, NY
| | Expungement |
| 17-00740 | 06/13/2018 | Claimant(s): Frank A. Rossi Sr and Catherine M. Rossi
Claimant Lawyers(s): Kevin T. O'Brien
Respondent(s): James Honaker, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Richard W. Dissen, L. Paul Kehoe, Ronald F Thompson
Hearing Site: Buffalo, NY
| | $11,316 |
| 17-00672 | 06/07/2018 | Claimant(s): Kenneth A. Manning, Executor
Claimant Lawyers(s): David K Silverberg
Respondent(s): Michael Giokas, Giokas Wealth Advisors
Respondent Lawyers(s): Michael Giokas
Arbitrator(s): James S. Parker, Krista Gottlieb, Gary E Vickers
Hearing Site: Buffalo, NY
| | $80,768 |
| 15-00585 | 11/02/2017 | Claimant(s): Elizabeth Jachles
Claimant Lawyers(s): Jason J. Kane
Respondent(s): American Portfolios Financial Services
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Thomas E. Webb, Richard D. Rosenbloom, Krista Gottlieb
Hearing Site: Buffalo, NY
| | $461,390 |
| 16-03559 | 05/30/2017 | Claimant(s): Alan Rosen
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Gregg Koch, John Piro
Respondent Lawyers(s): Howard F. Greenberg, John Lawlor
Arbitrator(s): William M. Azkoul
Hearing Site: Buffalo, NY
| | $400 |
| 13-02129 | 09/02/2016 | Claimant(s): Carol Skop, John Skop
Claimant Lawyers(s): Howard B. Cohen
Respondent(s): Russell Grosjean, Timothy Dembski
Respondent Lawyers(s): Eric Soehnlein, Russell James Grosjean
Arbitrator(s): F. Harris Nichols, Kathleen Hoey Gorr, Andrea Bailey
Hearing Site: Buffalo, NY
| | Expungement |
| 14-01337 | 07/08/2016 | Claimant(s): William James
Claimant Lawyers(s): Howard B. Cohen
Respondent(s): Russell Grosjean, Timothy Dembski
Respondent Lawyers(s): Eric M. Soehnlein, Russell James Grosjean
Arbitrator(s): Michael J. McNeil, Carl J. Disalvatore, David R. Foley
Hearing Site: Buffalo, NY
| | Expungement |
| 13-03740 | 05/19/2016 | Claimant(s): Thomas Krajewski
Claimant Lawyers(s): Howard Cohen
Respondent(s): Timothy Dembski, Walter Grenda, Mid Atlantic Capital Corporation
Respondent Lawyers(s): Eric Soehnlein, Erin N. Fischer, Joseph G. Makowski
Arbitrator(s): Thomas E. Webb, Richard D. Rosenbloom, Michael Edward Rourke
Hearing Site: Buffalo, NY
| | $0 |
