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FINRA Awards for Kristian P. Kraszewski

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Displaying 11-20 out of 81 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0087608/19/2019Claimant(s): Sandra Barbato
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Jeffrey Villwock, Lanier Securities
Respondent Lawyers(s): Jeffrey C. Villwock
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
Checkmark Icon$0
17-0128404/18/2019Claimant(s): Vincent Kimberly Del Corso Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): John P. Cullem, David M. Snyder, Philip L. Manczak
Hearing Site: Tampa, FL
Checkmark IconExpungement
18-0042104/12/2019Claimant(s): SSJD LLC
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
17-0219103/05/2019Claimant(s): Doyle Kjellsen, Karen Kjellsen
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J Betz, Jeremy S. Winer
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
Checkmark Icon$0
17-0309402/07/2019Claimant(s): W. James Schiller Rev Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): The GMS Group
Respondent Lawyers(s): Alex Schmidt
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
Checkmark Icon$0
17-0325001/18/2019Claimant(s): Devonne Kjellsen, Janet Kjellsen
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy Winer
Arbitrator(s): Douglas J. Nesbit
Hearing Site: Minneapolis, MN
Checkmark Icon$0
16-0303306/19/2018Claimant(s): Jeffrey Lubore, Jill Lubore, Lawson, Long & Evans LP
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Langfred W. White, Mimi B. Osiason, Theodore Haynes
Hearing Site: Nashville, TN
Checkmark IconExpungement
16-0309705/25/2018Claimant(s): Jacqueline Kavas, Ronald Kavas, Sharane Kavas
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Guillermo L. Bosch, John William Hannan, Timothy C Russell
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
16-0097803/29/2018Claimant(s): Sherry Turner
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brett A. Rogers
Arbitrator(s): Gary M. Landau, Richard J. Kaplan, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
17-0058003/22/2018Claimant(s): Mae Nauheim, Mae Nauheim Restated Decl Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): David Smitham
Arbitrator(s): Perry Earl Phillips
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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