20-02087 | 02/23/2022 | Claimant(s): David Kucharsky, Ellen Kucharsky Claimant Lawyers(s): Sheldon P. Starke Respondent(s): Dawson James Securities. Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): Steven R. Reininger, Will Murphy, Gary Frederick Birnberg Hearing Site: Boca Raton, FL
| | Expungement |
16-02052 | 12/26/2018 | Claimant(s): Asante Samuel, Gregory Groves, James Groves, Deepside LLC, Makin Moves 22, Pearl Brothers LLC Claimant Lawyers(s): Curtis Carlson, Matthew E. Johnson Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph C. Coates Arbitrator(s): Steven R. Reininger, Sonja Shuford, Dorota J. Trzeciecka Hearing Site: Miami, FL
| | $4,211,750 |
16-02003 | 02/01/2017 | Claimant(s): Andrew Scott Greene TTEE for Andrew Scot Claimant Lawyers(s): Mark A Tepper Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Alex J. Sabo Arbitrator(s): Steven R. Reininger Hearing Site: Miami, FL
| | $27,868 |
14-01168 | 09/07/2016 | Claimant(s): EFM Retirement Plan UAD 12/19/11 Claimant Lawyers(s): Harold D. Vicente-Colon Respondent(s): BBVA Securities of Puerto Rico., Oriental Financial Services Corp. Respondent Lawyers(s): Pedro Hernandez Freire Arbitrator(s): Steven R. Reininger, Martin A. Feigenbaum, Jaime Rosario Hearing Site: San Juan, PR
| | Expungement |
14-01583 | 08/26/2015 | Claimant(s): Marta Stiehl, Victor Fernandez Stiehl, Vivianne Garcia-Fernandez Claimant Lawyers(s): Jeffrey Erez Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara Velez-Santiago Arbitrator(s): Steven R. Reininger, Edward E. Walton, Dorota J. Trzeciecka Hearing Site: San Juan, PR
| | Expungement |
12-00904 | 01/06/2014 | Claimant(s): David Shapiro, David Shapiro Trust, Suellen Shapiro Trust Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Investments By Planners. Respondent Lawyers(s): Allan M. Lerner Arbitrator(s): Steven R. Reininger, Donald Theodore Ryce, Kenneth J. Gamelin Hearing Site: Boca Raton, FL
| | Expungement |
11-01480 | 11/07/2013 | Claimant(s): Denise Valentini Claimant Lawyers(s): Denise L. Valentini Respondent(s): Meyers Associates, L.P. Respondent Lawyers(s): David S. Schrader Arbitrator(s): Steven R. Reininger, Joseph T. Donnantuoni, Dennis M. Ross Hearing Site: Boca Raton, FL
| | $0 |
11-02694 | 03/22/2013 | Claimant(s): Jose Ruiz Soto Claimant Lawyers(s): Joshua A. Katz Respondent(s): UBS Financial Services Inc., of PR Respondent Lawyers(s): Robert C. Quinones-Rivera Arbitrator(s): Steven R. Reininger, Martin A. Feigenbaum, Rex D.K. Seymour Hearing Site: San Juan, PR
| | Expungement |
11-01987 | 12/20/2012 | Claimant(s): Richard and Maria Wood Claimant Lawyers(s): Joshua A. Katz Respondent(s): UBS Financial Services Inc., Financial Network Investment Corporation, UBS Financial Svcs. of Puerto Rico Respondent Lawyers(s): Nanette Berrios Haddock, Robert C. Quinones, Sonia Torres-Pabon Arbitrator(s): Steven R. Reininger, Jerrold Levine, Thomas R. Noonan Hearing Site: San Juan, PR
| | Expungement |
10-05599 | 11/20/2012 | Claimant(s): Victor Graulau Colon, Victor Graulau Muenchow Claimant Lawyers(s): Scott L Silver Respondent(s): Popular Securities. Respondent Lawyers(s): Roberto Quinones-Rivera Arbitrator(s): Steven R. Reininger, Reinaldo Royo, Jeffrey R. Roth Hearing Site: San Juan, PR
| | Expungement |