| 23-01063 | 11/29/2023 | Claimant(s): Jeffrey Zapoleon
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Theodore R. Bynum
Arbitrator(s): Steven R. Reininger, Louis David Huss, Michael Mazor
Hearing Site: Boca Raton, FL
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| 19-00926 | 05/28/2021 | Claimant(s): Spartan Securities Group, Ltd.
Claimant Lawyers(s): Patricia A Leonard
Respondent(s): Gregory Garrabrants, Scott Reynolds, Axos Clearing LLC, SRR Fortress Capital
Respondent Lawyers(s): Adam C. Ford, Polly Towill
Arbitrator(s): Steven R. Reininger, John H. Foster, Martin I Jaffe
Hearing Site: Boca Raton, FL
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| 18-03580 | 03/09/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Adam Schachter
Respondent Lawyers(s): Adam Craig Schachter
Arbitrator(s): Steven R. Reininger, Daniel H. Yaffe, Ellen J. Abrams
Hearing Site: Boca Raton, FL
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| 16-03470 | 11/29/2018 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Darren Jurick
Respondent Lawyers(s): Lawrence M. Schantz
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
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| 16-03699 | 06/22/2018 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael J. Sheehan
Respondent(s): Eric Brook
Respondent Lawyers(s): Michael S. Taaffe
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
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| 16-03217 | 08/21/2017 | Claimant(s): Peter Zubizarreta
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kurt T. Kalberer II.
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
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| 16-00698 | 01/03/2017 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breibart
Respondent(s): Bryan Lubitz
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
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| 16-02387 | 12/07/2016 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Patrick Bray
Respondent Lawyers(s): Patrick Ryan Bray
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
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| 14-03838 | 10/04/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): Alejandro Torres
Respondent Lawyers(s): Alejandro Ariel Torres
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
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| 16-01150 | 09/01/2016 | Claimant(s): Daniel Rosenberg
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Steven R. Reininger, Stephen Kahane, David Rich
Hearing Site: Boca Raton, FL
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