| 12-02582 | 01/13/2015 | Claimant(s): Blue Bank International N.V.
Claimant Lawyers(s): Ralph M. Stone
Respondent(s): Mark Yale, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Robert B. Ericson
Arbitrator(s): Lawrence S. Silver, Donald Theodore Ryce, Paul Chernis
Hearing Site: Miami, FL
|  | $3,250,000 |
| 13-01059 | 04/01/2014 | Claimant(s): Courtney Munson
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Primex
Respondent Lawyers(s): Mark Astarita
Arbitrator(s): James M. Scutti, Donald Theodore Ryce, Doug Campbell
Hearing Site: Boca Raton, FL
| | $138,500 |
| 12-00904 | 01/06/2014 | Claimant(s): David Shapiro, David Shapiro Trust, Suellen Shapiro Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Investments By Planners.
Respondent Lawyers(s): Allan M. Lerner
Arbitrator(s): Steven R. Reininger, Donald Theodore Ryce, Kenneth J. Gamelin
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-00169 | 01/06/2014 | Claimant(s): Julia Pordon, Leo Pordon, Julia M. Pordon on Behalf of Her IRA, Leo Pordon on Behalf of His IRA
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): John M. Eadie, Joseph L. Bernstein, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-03111 | 03/06/2013 | Claimant(s): Nancy Thomas, Nancy K. Thomas Revocable Trust U/A/D 97
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Lawrence Goldberg, Donald Theodore Ryce, Harris Gally
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-04778 | 12/28/2012 | Claimant(s): Parry Sadoff Inc., Joan T. Kelly TR UAD 3//2/98 by Joan & J, Parry Sadoff Insurance Agency Proft Shar, Parry Sadoff Revocable Living Trust DTD
Claimant Lawyers(s): Rose M. Schindler
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Steven E. Eisenberg, Michael D Felton, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $40,000 |
| 11-02713 | 09/28/2012 | Claimant(s): Helen Puskadi, Helen Puskadi Living Trust UAD 8/14/03
Claimant Lawyers(s): William S. Isenberg
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 10-01284 | 11/09/2010 | Claimant(s): Harold Y. Fain TTee of Harold Y. Fain
Claimant Lawyers(s): Harold Y. Fain
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
| 07-03560 | 07/30/2009 | Claimant(s): Joseph E. Shamy & Greta R. Shamy, JTWROS
Claimant Lawyers(s): Daniel Shamy
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): John C. Newsom, Harvey Alan Blicksilver, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
