22-02462 | 01/05/2024 | Claimant(s): Ava Naeini Claimant Lawyers(s): Ava Naeini Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Christopher A. Stecher Arbitrator(s): Elliott Finkel, Joseph Winter, Robert Charles Pearman Hearing Site: Los Angeles, CA
| | $0 |
19-03662 | 09/17/2021 | Claimant(s): Janelle Salon, Salon Family Trust Claimant Lawyers(s): Gus W. Flangas Respondent(s): Morgan Stanley, Perry Basch Respondent Lawyers(s): Peter R. Boutin Arbitrator(s): Elliott Finkel, Andrew M. Mintzer, Robert B. Hansohn Hearing Site: Las Vegas, NV
| | $0 |
20-01289 | 09/09/2020 | Claimant(s): Gail Levee, The Gail Levee Trust Claimant Lawyers(s): Philip L. Vujanov Respondent(s): Jennifer Rosenblum, Mesirow Financial. Respondent Lawyers(s): James L. Kopecky Arbitrator(s): Elliott Finkel, Joseph C. Watson, Sean Anthony Richardson Hearing Site: Los Angeles, CA
| | $0 |
17-01872 | 06/03/2019 | Claimant(s): Jackie Galop, Jerry Welch, Louis Richards Estate Claimant Lawyers(s): Jason T. Albin Respondent(s): Brian Jackson, Ameriprise Financial Services. Respondent Lawyers(s): Timothy N. Will Arbitrator(s): Elliott Finkel Hearing Site: Los Angeles, CA
| | Expungement |
15-03238 | 12/13/2018 | Claimant(s): David Caidar, David Caidar Trust Claimant Lawyers(s): Bruce D. Oakes Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Elliott D. Finkel, Constance Ellen Boukidis, Thomas R. Watkins Hearing Site: Los Angeles, CA
| | $32,710 |
17-02087 | 04/30/2018 | Claimant(s): Timofey & Evgeniya Zharikova Claimant Lawyers(s): John Salvino Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Elliott David Finkel Hearing Site: Las Vegas, NV
| | $0 |
16-02678 | 01/03/2018 | Claimant(s): Richard Long Claimant Lawyers(s): I. Donald Weissman Respondent(s): J.P. Morgan Securities, Ruben Cavada Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Elliott David Finkel, Michael John Florio, John R Sustersic Hearing Site: Los Angeles, CA
| | $0 |
17-01170 | 10/10/2017 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Bruce B. Johnson Respondent(s): Peter Klinbuakeo Respondent Lawyers(s): Peter S. Klinbuakeo Arbitrator(s): Elliott David Finkel Hearing Site: Los Angeles, CA
| | $0 |
14-03682 | 12/28/2016 | Claimant(s): Kevin Dwyer Claimant Lawyers(s): Zshonette L. Reed Respondent(s): Cullen Crabbe, Stephen Kipp, Kipp Financial Group. Respondent Lawyers(s): Cullen Crabbe, H. Thomas Fehn Arbitrator(s): Elliott David Finkel, Erik R. Siering, Daniel R. Brush Hearing Site: Los Angeles, CA
| | $0 |
11-01934 | 12/09/2013 | Claimant(s): Stacy Stripling, Love Investments, Matisse Investments Claimant Lawyers(s): Stacy Stripling Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Walter S. Weiss, Elliott David Finkel, Olivia J. Valentine Hearing Site: Los Angeles, CA
| | Expungement |