| 13-03350 | 11/02/2015 | Claimant(s): Patricia German, Paticia German IRA
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Jacob Aschkenasy, Michael L. Moran, Patricia A. DeWitt
Hearing Site: New York, NY
|  | Expungement |
| 13-03115 | 01/30/2015 | Claimant(s): Barry Mankowitz, Barry J. Mankowitz, M.D. IRA
Claimant Lawyers(s): Edward A. Paltzik
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Lynne M. Reid-McQueen, Mary Lou McGanney, Louis P. Wagman
Hearing Site: New York, NY
| | $202,961 |
| 13-00727 | 11/19/2014 | Claimant(s): Betty Perrine, John Perrine
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Gary J. Leshaw, Deborah A. Jackson, Robert A. Dean
Hearing Site: Atlanta, GA
| | Expungement |
| 13-03087 | 10/24/2014 | Claimant(s): Beverly S. Krosky
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Howard D. Jacob, Kevin P. Feerick, Robert Clifford Boneberg
Hearing Site: New York, NY
| | Expungement |
| 13-02434 | 10/21/2014 | Claimant(s): Seone Miller
Claimant Lawyers(s): Karola Crothers
Respondent(s): Citigroup Global Markets., James Frank
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Wendy L. Harris, Linda I. Thomas, Katherine H. O'Neil
Hearing Site: Portland, OR
| | $0 |
| 12-01357 | 11/06/2013 | Claimant(s): Thomas B. Weigand and Irene M. Weigand
Claimant Lawyers(s): Ronald M. Rowars
Respondent(s): Christopher Sinkula, Citigroup Global Markets., Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner, Sean J. Coughlin
Arbitrator(s): James A. Collins, Robert J. Buchner, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-00883 | 10/10/2013 | Claimant(s): Sara Mabon
Claimant Lawyers(s): Noam Besdin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): John J. Vesey
Hearing Site: New York, NY
| | Expungement |
| 12-00997 | 05/06/2013 | Claimant(s): Michael Ryan
Claimant Lawyers(s): Steele T. Williams
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Roger W. Van Deusen, Ruth C. Adrian, Robert Knickerbocker
Hearing Site: Tampa, FL
| | Expungement |
| 11-00508 | 10/19/2012 | Claimant(s): Michael Pascazi
Claimant Lawyers(s): Michael S. Pascazi
Respondent(s): Citigroup Global Markets., Morgan Stanley, Richard Divenuto, Salomon Smith Barney Inc.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Pamela H. Roderick, Allan E. Johnson, Richard Gee
Hearing Site: New York, NY
| | Expungement |
| 09-06716 | 09/04/2012 | Claimant(s): Roseann Tracy
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Seth H. Barsky, James A. Christopherson, Anthony W. Candela
Hearing Site: Detroit, MI
| | Expungement |
