| 14-03379 | 06/01/2016 | Claimant(s): Larry Kattman
Claimant Lawyers(s): Louise J. Kattman
Respondent(s): Wells Fargo Advisors, Michael Lundin
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Mark L Miller, Sherrill Wm Colvin, Todd Machowiak
Hearing Site: Indianapolis, IN
|  | Expungement |
| 15-01416 | 05/17/2016 | Claimant(s): Greg Wampler
Claimant Lawyers(s): Jennifer L Tarr
Respondent(s): John Lowry, Joseph Ilg, Kim Monchik, Robert Murray, Spartan Capital Securities
Respondent Lawyers(s): Harry Delagrammatikas
Arbitrator(s): Rody P. Biggert
Hearing Site: Indianapolis, IN
| | $0 |
| 14-03642 | 06/04/2015 | Claimant(s): Larry Bender
Claimant Lawyers(s): Larry G. Bender
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Ryan T. Barke
Arbitrator(s): Terry F. Peppard
Hearing Site: Indianapolis, IN
| | $0 |
| 14-01083 | 05/21/2015 | Claimant(s): Ray Long, Sharon Long
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Raymond James Financial Services., Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia, Kelli Hartsook
Arbitrator(s): Stuart D. Summers, Tim V. Young, William Peter Kealey
Hearing Site: Indianapolis, IN
| | Expungement |
| 14-01859 | 04/14/2015 | Claimant(s): Beverly Copeland, Fran Scowden
Claimant Lawyers(s): Matthew Dumas
Respondent(s): Capital Financial Services.
Respondent Lawyers(s): Gara M. Seagraves
Arbitrator(s): Terry F. Peppard
Hearing Site: Indianapolis, IN
| | $31,741 |
| 14-00382 | 01/29/2015 | Claimant(s): William Allen
Claimant Lawyers(s): Michael C. Keating
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): J. Curtis McCubbin
Arbitrator(s): Lisa Shusterman
Hearing Site: Indianapolis, IN
| | $0 |
| 13-03305 | 01/21/2015 | Claimant(s): Jeffrey Webb
Claimant Lawyers(s): Lindsay Hurni Lepley
Respondent(s): Deborah Romary, Harbor Financial Services, Romary Financial Services.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Stuart D. Summers, Lawrence W. Arness, Sherrill Wm Colvin
Hearing Site: Indianapolis, IN
| | $124,288 |
| 13-03763 | 08/15/2014 | Claimant(s): Evelyn McDowell, John McDowell
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Capital Financial Services.
Respondent Lawyers(s): Gara M. Seagraves
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Indianapolis, IN
| | $50,000 |
| 14-00251 | 08/14/2014 | Claimant(s): Todd Leigh and Lisa Leigh
Claimant Lawyers(s): Todd Leigh
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): John Rock
Arbitrator(s): Charles Orlove
Hearing Site: Indianapolis, IN
| | $0 |
| 13-01672 | 07/18/2014 | Claimant(s): John Meadows, John Anthony Meadows IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Geoffrey Beckham
Arbitrator(s): Paul Lansing, Stephen L. Flint, William Gibson Heller
Hearing Site: Indianapolis, IN
| | $30,000 |
