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FINRA Awards for Atlanta, GA

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Displaying 191-200 out of 216 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0209110/15/2009Claimant(s): Robert Reid
Claimant Lawyers(s): Robert C Port
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Irving M. Shlesinger, William Mase Moxley, Thomas Neal Tillery
Hearing Site: Atlanta, GA
Checkmark Icon$100,000
08-0340909/10/2009Claimant(s): Sherry Seidman
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Cheryl L. Haas-Goldstein, Robert M. Brennan
Arbitrator(s): Joan Connolly Grafstein
Hearing Site: Atlanta, GA
Checkmark Icon$32,370
09-0116009/03/2009Claimant(s): Michael Schirk, Susan Van Gee
Claimant Lawyers(s): Samuel T. Brannan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Daniel E. Gulden
Hearing Site: Atlanta, GA
Checkmark Icon$213
08-0110609/01/2009Claimant(s): Estate of Lowell D. Adams
Claimant Lawyers(s): Michael A. Caldwell
Respondent(s): Charles Wideman, Edward Jones
Respondent Lawyers(s): E. Linwood Gunn
Arbitrator(s): Lawrence M. Oberdank, Kenneth I. Daniels, David E. Morris
Hearing Site: Atlanta, GA
Checkmark Icon$8,748
08-0481808/11/2009Claimant(s): Louis E. & Olga Kuntz
Claimant Lawyers(s): Louis E. Kuntz
Respondent(s): Wells Fargo Investments, Perry Brown
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Sonia Fishkin
Hearing Site: Atlanta, GA
Checkmark Icon$0
08-0392508/07/2009Claimant(s): W.D. David
Claimant Lawyers(s): J. Pat Sadler
Respondent(s): Man Financial.
Respondent Lawyers(s): Philip Tanzar
Arbitrator(s): William Edmund Burke, Daniel E. Gulden, Arthur Thomas Stephenson
Hearing Site: Atlanta, GA
Checkmark Icon$90,000
08-0062207/22/2009Claimant(s): Candace Patterson, William Patterson
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Century Securities Associates.
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): Robert H. Putnam, Arthur P. Barry, Bonnie B. Revoner
Hearing Site: Atlanta, GA
Checkmark Icon$0
08-0146407/14/2009Claimant(s): Delano Colston
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Michael J. Stern, Dave Wolf, David E. Morris
Hearing Site: Atlanta, GA
Checkmark Icon$0
08-0420607/08/2009Claimant(s): Marilyn Lea Brown
Claimant Lawyers(s): Marilyn Lea Brown
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Donald M. Macdonald
Hearing Site: Atlanta, GA
Checkmark Icon$0
08-0166606/18/2009Claimant(s): Daniel P. Rayburn, IRA
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): John F. O'Neill
Hearing Site: Atlanta, GA
Checkmark Icon$12,796

216 Results

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