| 23-00643 | 04/03/2024 | Claimant(s): Alban Wilson
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Ron Itin, Shaun Grimaldi, E1 Asset Management.
Respondent Lawyers(s): Jonathan Uretsky
Arbitrator(s): David Sorokoff, Albert Rizzo, Kevin Marcus-Kanesaka
Hearing Site: New York, NY
|  | $2,611,670 |
| 21-00203 | 08/21/2023 | Claimant(s): Karen Busch
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Benjamin L. Anderson, Howard Alan Grinsberg, Qiana Martin
Hearing Site: New York, NY
| | $1,800,000 |
| 10-04744 | 06/26/2015 | Claimant(s): Ontonimo (OMO) Limited
Claimant Lawyers(s): Barry R. Lax
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): Harry Frischer
Arbitrator(s): Peter A. Goldman, Ellyn S. Roth, Albert L. Akerman
Hearing Site: New York, NY
| | $16,600,000 |
| 11-00489 | 07/19/2012 | Claimant(s): Shirley Baer
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Hemant Singh, Financial Network Investment C
Respondent Lawyers(s): Barry R. Temkin, Matthew Tracy
Arbitrator(s): David Finnegan, Robert G. O'Brien, Peter C. Salerno
Hearing Site: New York, NY
| | Expungement |
| 10-02584 | 04/25/2012 | Claimant(s): Karabi Sinha
Claimant Lawyers(s): Barry R. Lax
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Cynthia H. Plishtin, Robert E. Anderson, Joan Marie Chiusano
Hearing Site: Newark, NJ
| | $154,479 |
| 09-06762 | 06/23/2011 | Claimant(s): Harriet Baker, John Baker, Natalie Baker
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nathan T. Alexander
Arbitrator(s): Bernard A. Friedman, Bernard Korman, James Sloan Altschul
Hearing Site: New York, NY
| | $880,000 |
| 07-00148 | 04/23/2008 | Claimant(s): JT Builders, Joseph Toboni and Mary Toboni
Claimant Lawyers(s): David E. Robbins
Respondent(s): Milestone Financial Services
Respondent Lawyers(s): Barry R. Lax
Arbitrator(s): Steven M. Sherman, Darryl J. Horowitt, Steven K. McGinnis
Hearing Site: San Francisco, CA
| | $0 |
