| 12-02113 | 01/16/2014 | Claimant(s): Larry Ford, Nancy Ford
Claimant Lawyers(s): Troy D. Green
Respondent(s): Frederick Hensler
Respondent Lawyers(s): Chetan S. Patil
Arbitrator(s): Mayra Adela Rodriguez
Hearing Site: Detroit, MI
|  | $0 |
| 12-01484 | 12/06/2013 | Claimant(s): Eilene York
Claimant Lawyers(s): Cynthia R. Levin Moulton
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Edward M. Olson, Patrick R. Sughroue, Michael J. Meeusen
Hearing Site: Detroit, MI
| | $0 |
| 12-02473 | 12/03/2013 | Claimant(s): Patricia Shaw, Patricia A. Shaw IRA
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Arthur Penna
Respondent Lawyers(s): Arthur James Penna
Arbitrator(s): Patrick R. Sughroue, Jack L. Somers, Jonathan Edward Maire
Hearing Site: Detroit, MI
| | $15,000 |
| 12-01903 | 11/12/2013 | Claimant(s): Ruth Wayne
Claimant Lawyers(s): Christopher D. Kaye
Respondent(s): Keith Epstein
Respondent Lawyers(s): Keith L. Epstein
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
| | $5,453,190 |
| 11-03013 | 11/11/2013 | Claimant(s): Auto City Clark., Auto City Service, Fowlerville Exit Shell Service.
Claimant Lawyers(s): Tom Caldwell
Respondent(s): David Maksymetz, J.P. Morgan Securities, John Bueno, Nicole Moten
Respondent Lawyers(s): Adam D. Grant
Arbitrator(s): Stuart Sinai, Patrick R. Sughroue, Stephen D Kursman
Hearing Site: Detroit, MI
| | $1,972,300 |
| 12-00239 | 10/29/2013 | Claimant(s): Leonard Jarvis, Monica Jarvis, Leonard E. Jarvis Rollover IRA, Monica A. Jarvis Rollover IRA
Claimant Lawyers(s): Matthew W. Frank
Respondent(s): Adolph Tieppo, Florence Klein, Southwest Securities., American Classic Financial Company
Respondent Lawyers(s): Anthony R. Paesano, Florence Kein, Jonathan D. Neerman
Arbitrator(s): John F. Burns, James Patrick Graven, Thomas W. Lawson
Hearing Site: Detroit, MI
| | $50,000 |
| 12-00470 | 10/04/2013 | Claimant(s): Greg Chandler
Claimant Lawyers(s): Collin H. Nyeholt
Respondent(s): Wells Fargo Advisors, Mark Tomas, Tomas Holdings., Wolverine Real Estate Partners
Respondent Lawyers(s): Mark L. Kowalsky, Nuviah Shirazi, Esq.
Arbitrator(s): Barry Goldman, Susan L. Currier, Lee Hornberger
Hearing Site: Detroit, MI
| | Expungement |
| 12-00812 | 09/30/2013 | Claimant(s): Lois Schipper, Richard Schipper, The Lois Schipper Trust, The Richard W. Schipper, Sr. Trust
Claimant Lawyers(s): Sandra J Budnick
Respondent(s): Fouad Zeaiter, Ameriprise Financial Services., Commonwealth Financial Network
Respondent Lawyers(s): Edward Walton, Francis R. Ortiz
Arbitrator(s): Keith J. Koerber, William M. Azkoul, Marsha-laine Ferrer Dungog
Hearing Site: Detroit, MI
| | $26,000 |
| 12-02355 | 09/27/2013 | Claimant(s): Chantel Hopping, Tom Hopping
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Morgan Stanley, Richard Bowling
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): James L. Karpen, George E. White, Stephen D Kursman
Hearing Site: Detroit, MI
| | Expungement |
| 10-02424 | 09/18/2013 | Claimant(s): The Police and Fire Retirment System
Claimant Lawyers(s): Michael J. Sheehan
Respondent(s): Glenn Murray, Citigroup Global Markets., John Giampetroni, Morgan Stanley, GSC CDO, L.L.C., GSC PARTNERS CDO INVESTORS II, L.P., GSC PARTNERS CDO INVESTORS, GSCP (NJ) L.P., Morgan Stanley Dean Witter
Respondent Lawyers(s): Daniel A. Ross, Gregory B. Simon, Rawn Howard Reinhard, Stefan R. Dandelles
Arbitrator(s): Richard C. Vanden Brul, Stephen D Kursman, Gerald W. Hepp
Hearing Site: Detroit, MI
| | $0 |
