| 20-01422 | 03/09/2022 | Claimant(s): Lisa Craig, Renee Allie
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): George C. Freeman
Arbitrator(s): Mark A. Myers, Stephen Edgar Eisenbraun, Valerie Turner Schexnayder
Hearing Site: New Orleans, LA
|  | Expungement |
| 20-02970 | 01/24/2022 | Claimant(s): Lars Jensen
Claimant Lawyers(s): Lance McCardle
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): George C. Freeman III
Arbitrator(s): Allan R. Lazor, Devlan Wesley Melancon, Alan Lee Powell
Hearing Site: New Orleans, LA
| | Expungement |
| 19-03232 | 01/13/2022 | Claimant(s): Amy Wister, Cindy Konits, Gail Friedler, Gordon Boone, Milan Wister, Philip Konits, Richard Friedler, Stanley Friedler
Claimant Lawyers(s): Daniel Miller
Respondent(s): Coleman Devlin, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Steven Irving Platt, Betty Ann Stemley, Beata Gruszecka
Hearing Site: Baltimore, MD
| | $0 |
| 17-03225 | 07/06/2020 | Claimant(s): Eza Cattan, Lisa Cattan
Claimant Lawyers(s): David B Newman
Respondent(s): Gary Adkin, John Cregan, Jonathan Harris, Stifel, Nicolaus & Co.., Rebecca Mora
Respondent Lawyers(s): Eric D. Martin
Arbitrator(s): Keely D. Parr, Cheryl H. Agris, Matthew Fenster
Hearing Site: New York, NY
| | Settlement |
| 18-02824 | 03/23/2020 | Claimant(s): Vito R Buzzotta and Merle L Buzzotta JT
Claimant Lawyers(s): David S. Corwin
Respondent(s): John Russell, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Donald D. McBride, John Hein
Arbitrator(s): Albert J. Haller, James M. Stern, Margaret Ann Kwawer
Hearing Site: St. Louis, MO
| | $800,000 |
| 18-04085 | 03/02/2020 | Claimant(s): Cathy Mina, IRA, Louis Mina IRA, Cathy R. Mina, Rev. Trust
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Craig D. Stein
Arbitrator(s): Gary M. Landau, David P. Slater, Robert Stanley Zack
Hearing Site: Boca Raton, FL
| | $0 |
| 18-04121 | 02/18/2020 | Claimant(s): Rosemary Lanzo
Claimant Lawyers(s): Michael J. Betts
Respondent(s): John Lisowski, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Barry Goldman, Michael S. Berman, John Joseph Neely
Hearing Site: Pittsburgh, PA
| | $500,000 |
| 18-03187 | 11/21/2019 | Claimant(s): Ann Ginsberg, Gene Ginsberg, Gene H. Ginsberg & Ann R. Ginsberg Trust
Claimant Lawyers(s): David A Conti
Respondent(s): Stifel, Nicolaus & Co.., Lawrence Delhagen, Michael O'Keefe
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Mark H. Stein, Patrick R. Westerkamp, Gerard Thompson
Hearing Site: Philadelphia, PA
| | $0 |
| 17-03299 | 10/03/2019 | Claimant(s): Michael Stern, Paul Levin, Wendy Stern, Estate of Gloria Levin
Claimant Lawyers(s): Daniel J. Miller
Respondent(s): Kenneth Blumberg, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Edward J. Gutman, Catherine Esther Bocskor, John Leslie Coker
Hearing Site: Baltimore, MD
| | $1,524,180 |
| 18-00230 | 09/30/2019 | Claimant(s): David Falcigno
Claimant Lawyers(s): Edmund Polubinski
Respondent(s): Frederick Mueller, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Robert R. Barker, Robert L. Chase, Catherine M. Gallagher
Hearing Site: Hartford, CT
| | $29,337 |
