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FINRA Awards for Chad N. Cagan

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0179208/20/2018Claimant(s): Camille Greco
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Israel Torres, Meyers Associates, L.P.
Respondent Lawyers(s): Israel Torres, John Stalanski
Arbitrator(s): Stephen L. Lister, Edward W. Morris, Bruce Edward Walenczyk
Hearing Site: Newark, NJ
Checkmark Icon$397,300
17-0109508/16/2018Claimant(s): Halina Kaskiw, Kara Aiello, Kelli Kaskiw, Michael Kaskiw
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Stephen Wood
Respondent Lawyers(s): Stephen Douglas Wood
Arbitrator(s): Joseph H. Cerame, Bryan David Glass, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark Icon$301,423
12-0394805/05/2014Claimant(s): Estate of Matteo Mosca
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Edith M. Novack, Linda J. Baer, Sherrill Ruth Austin
Hearing Site: Newark, NJ
Checkmark IconExpungement
09-0665904/23/2014Claimant(s): Christine Sone
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Stephen Barr, Bishop, Rosen & Co..
Respondent Lawyers(s): Martin S. Siegel
Arbitrator(s): Bernard Herman, David B. Harwi, Robert C. Scanlan
Hearing Site: Philadelphia, PA
Checkmark Icon$300
11-0467803/22/2013Claimant(s): David Levitt
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Ronald Marvin
Respondent Lawyers(s): Richard Slavin
Arbitrator(s): Burton M. Fendelman, Robert Youdelman, Robert S. Getman
Hearing Site: New York, NY
Checkmark Icon$402,950
10-0010008/30/2012Claimant(s): Jacqueline Chibbaro
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Philip Quigley
Respondent Lawyers(s): John Fialcowitz
Arbitrator(s): Bernard Herman, Court O. Anderson, Arthur Peter Bedrosian
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
10-0286911/14/2011Claimant(s): Paula Fives-Taylor
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Charles DinklageL Financial LLC, AXA Advisors
Respondent Lawyers(s): Brian J. Palmeri, Eilott R Good
Arbitrator(s): Elizabeth K. Norsworthy, Albert J. Cirone, Jack B. Golden
Hearing Site: Montpelier, VT
Checkmark IconExpungement
08-0203612/18/2009Claimant(s): Victoria Hyman
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Daniel Ondeck, Nicholas Diavatis, Steven Hyman, Friedman, Billings, Ramsey & Co..
Respondent Lawyers(s): Edward J. Bennett, Steven Hyman
Arbitrator(s): Alun Hywel Jones, Martin H. Zern, Nino Armienti
Hearing Site: New York, NY
Checkmark Icon$0
08-0371710/28/2009Claimant(s): Suzanne Stadler-D'vir, JTLG Corp., Stonehouse Equities.
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Alice Solomon, Timothy Daly
Respondent Lawyers(s): Chad N. Cagan, Timothy James Daly
Arbitrator(s): Vicki Z. Holleman, Susan C. Lushing, Rebecca A. Novak
Hearing Site: New York, NY
Checkmark Icon$70,000
04-0414002/22/2008Claimant(s): Patricia McEvoy
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Gregory Wagner, Marcel Wagner, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe
Arbitrator(s): Jim Geiger, Fred Shinagel, Linda T. Pellegrino
Hearing Site: Newark, NJ
Checkmark IconStipulated Award and Expungement

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