| 22-01003 | 04/10/2023 | Claimant(s): Deborah Broadway
Claimant Lawyers(s): Grafton Bragg
Respondent(s): Morgan Stanley, John McLarty
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Kenneth R. Starr, Matthew Reid Krell, James Randal (Randy) Wallace
Hearing Site: Jackson, MS
|  | $153,889 |
| 22-00673 | 04/04/2023 | Claimant(s): The Fengler Family Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Evalyn Lipton Fishbein, David S Godkin, Ira Sperling
Hearing Site: Boston, MA
| | Expungement |
| 21-02264 | 03/23/2023 | Claimant(s): Estate of Ellard (through PR)
Claimant Lawyers(s): Anthony F. Fata
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Dianne Marie Onichimowski, Mark W Solock, Matthew James Mc Carter
Hearing Site: Chicago, IL
| | $782,273 |
| 21-02651 | 03/22/2023 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Gregory Novak, Tracy Druce
Respondent Lawyers(s): Gregory Novak, Tracy Druce
Arbitrator(s): Linda Broocks, Daniel J. Pagnano, William G Brown
Hearing Site: Houston, TX
| | $260,436 |
| 22-02487 | 03/21/2023 | Claimant(s): Estate of Richard W. Shettle
Claimant Lawyers(s): Greg Shettle
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): William A. Barrett
Hearing Site: Hartford, CT
| | $19,167 |
| 22-01633 | 03/20/2023 | Claimant(s): Marc Knobloch
Claimant Lawyers(s): Michael J. Giarrusso
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Edith M. Novack
Hearing Site: Jersey City, NJ
| | Dismiss by Rule 12206 |
| 22-00122 | 03/09/2023 | Claimant(s): Paul E. Vaz Trucking.
Claimant Lawyers(s): John D. Pernick
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Lawrence R. Mills, Sarah Jane Militello, Bruce J Highman
Hearing Site: San Francisco, CA
| | Expungement |
| 21-00485 | 03/07/2023 | Claimant(s): Mryna Greene
Claimant Lawyers(s): Imran H. Ansari
Respondent(s): Devin Marino, Morgan Stanley, Robert Stolar
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Elizabeth Gilbert, Mary P. Bass, Bryan Lane Berson
Hearing Site: New York, NY
| | Expungement |
| 20-02503 | 01/20/2023 | Claimant(s): Alison Barrett, Robert Barrett
Claimant Lawyers(s): Robert D Mitchell
Respondent(s): Morgan Stanley, Kyle Backus
Respondent Lawyers(s): Suzette J. Barnes
Arbitrator(s): Erik R. Siering, Roger A. Geddes, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | Expungement |
| 21-00063 | 12/23/2022 | Claimant(s): Kimberly Scherer
Claimant Lawyers(s): Kimberly K. Scherer
Respondent(s): Christopher Carolan, Morgan Stanley, John Palumbo
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
| | Expungement |
