| 19-02328 | 11/07/2022 | Claimant(s): Carl Abdalian
Claimant Lawyers(s): Robert Souren Abdalian
Respondent(s): Douglas Vollette, Fidelity Brokerage Services LLC, Todd Williams
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): John C. Aten
Hearing Site: Cleveland, OH
|  | $0 |
| 21-02333 | 09/06/2022 | Claimant(s): Dawn Chappel
Claimant Lawyers(s): Dawn Chappel
Respondent(s): Aspiration Financial LLC
Respondent Lawyers(s): Connor M. Trafton
Arbitrator(s): John C. Aten
Hearing Site: Cincinnati, OH
| | $0 |
| 20-01248 | 09/10/2021 | Claimant(s): Alan Withrow, Belva Withrow
Claimant Lawyers(s): Travis A. Griffith
Respondent(s): Robert Skidmore, Money Concepts Capital Corp
Respondent Lawyers(s): Lee Murray Hall
Arbitrator(s): Kevin R. Zehe, Stephen M. Bales, John C. Aten
Hearing Site: Charleston, WV
| | Expungement |
| 18-01457 | 11/01/2019 | Claimant(s): Elizabeth Jachles
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): John C. Aten, William Joseph Caprathe, Gary E Vickers
Hearing Site: Buffalo, NY
| | $0 |
| 18-02708 | 07/15/2019 | Claimant(s): Jesse Erdle, Lissette Erdle
Claimant Lawyers(s): Jesse Erdle
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John K. Gisleson
Arbitrator(s): Jeffry M. Bauer, John C. Aten, Paul K. Stecker
Hearing Site: Buffalo, NY
| | $0 |
| 17-00821 | 07/27/2018 | Claimant(s): David Ulrich
Claimant Lawyers(s): Thomas H. Brandt
Respondent(s): Roosevelt & Crossorporated
Respondent Lawyers(s): Sandra P. Lahens
Arbitrator(s): Tracy L. Allen, Patrick M. Markey, John C. Aten
Hearing Site: Buffalo, NY
| | Expungement |
| 14-02852 | 12/01/2016 | Claimant(s): Omega Facility Services Solutions Surety
Claimant Lawyers(s): Brandon S. Steele
Respondent(s): Edward Herbst, Wellington Shields & Co.
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Thomas H. Barnard, Christopher M. McMurray, John C. Aten
Hearing Site: Charleston, WV
| | $0 |
| 13-00769 | 04/01/2015 | Claimant(s): Patricia Marriott
Claimant Lawyers(s): Joshua R. Cohen
Respondent(s): Brian Hobbs, Andrew Garrett Inc.
Respondent Lawyers(s): Barry M. Bordetsky, Joseph D. Carney
Arbitrator(s): John T. Meredith, John D. Baird, John C. Aten
Hearing Site: Cleveland, OH
| | Expungement |
| 12-01051 | 03/15/2013 | Claimant(s): George White, Nancy White
Claimant Lawyers(s): Robert A. Bunda
Respondent(s): Richard Sandru, Cambridge Investment Research.
Respondent Lawyers(s): Richard Patrick Sandru, Sabryne Coleman
Arbitrator(s): Michael L. Fortney, James J. Puhala, John C. Aten
Hearing Site: Cleveland, OH
| | $90,834 |
| 09-04525 | 11/15/2010 | Claimant(s): Kilbane Plumbing & Heating.
Claimant Lawyers(s): Roger W. Van Deusen
Respondent(s): Ferris, Baker Watts
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): James A. Laurenson, Harvey Michael Rosenberg, John C. Aten
Hearing Site: Cleveland, OH
| | $0 |
