| 11-01643 | 01/07/2013 | Claimant(s): Lee Kennedy
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Morgan Stanley, Landon Marino, William Coffey
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): George A. Sellnau, James E. Schlottmann, Walter F. Schleyer
Hearing Site: Houston, TX
|  | Expungement |
| 11-03363 | 11/13/2012 | Claimant(s): David W. Hockersmith
Claimant Lawyers(s): David W. Hockersmith
Respondent(s): Morgan Stanley, Stephen Ledyard
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
| | Expungement |
| 11-04281 | 08/28/2012 | Claimant(s): Melody Thayer
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
| | $95,047 |
| 11-00535 | 03/26/2012 | Claimant(s): Jeffrey Brown
Claimant Lawyers(s): Jeffrey L. Brown
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Leonard Waldmann
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): Dennis R. Frohlich
Hearing Site: Denver, CO
| | Stipulated Award and Expungement |
| 10-05343 | 11/21/2011 | Claimant(s): M. Johnson
Claimant Lawyers(s): J. Noland Franz
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): Katherine M. Harmeyer, Amy L. Wachs, Aryka Steele Radke
Hearing Site: Phoenix, AZ
| | $148,990 |
| 10-04436 | 05/03/2011 | Claimant(s): Michael McCarthy
Claimant Lawyers(s): Michael J. McCarthy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): James A. Sigler
Hearing Site: Los Angeles, CA
| | $0 |
| 09-01745 | 03/26/2010 | Claimant(s): Christine L.Lane, as Bene of the
Claimant Lawyers(s): Mark C. Watler
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): George A. Sellnau, Steven M. Ruderman, Michele N. O'Brien
Hearing Site: Houston, TX
| | $0 |
| 08-04749 | 07/23/2009 | Claimant(s): Cheryl Jordan
Claimant Lawyers(s): Cheryl Jordan
Respondent(s): Morgan Stanley & Co., Stephen La Cour
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): Joseph M. O'Connor
Hearing Site: San Francisco, CA
| | $8,213 |
| 06-03757 | 04/09/2009 | Claimant(s): Susan Christopher
Claimant Lawyers(s): Susan Emms Christopher
Respondent(s): Amy Larson, Morgan Stanley & Co.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): David Paul Beauvais
Hearing Site: Los Angeles, CA
| | $0 |
| 03-06262 | 01/14/2008 | Claimant(s): Corene Barr, Richard A. Barr, Corene and Richard Barr
Claimant Lawyers(s): Richard A. Barr
Respondent(s): Gary Allen, Morgan Stanley DW Inc.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): Jon A. Bostrom, Ernest L. Burnside, Annette Gres Shepherd
Hearing Site: Los Angeles, CA
| | $0 |
