Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-03278 | 06/24/2015 | Claimant(s): Marcel Rosen Claimant Lawyers(s): Marcel Rosen Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL |  | $0 |
| 14-02188 | 06/02/2015 | Claimant(s): John A. Imperato Claimant Lawyers(s): John A. Imperato Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Marie G. Peterson, Philip L. Manczak, Stephanie Jeannette Charny Hearing Site: Boca Raton, FL | | $1,425 |
| 14-02289 | 06/01/2015 | Claimant(s): Oscar Starker, Powernet. Claimant Lawyers(s): Oscar Starker Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Jack Friedman Hearing Site: New York, NY | | $0 |
| 13-03663 | 04/07/2015 | Claimant(s): Antonino Arconte Claimant Lawyers(s): Kenneth J. Anand Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Alexandra L. Dunaif, George E. Berkeley, Joseph I. Liebman Hearing Site: New York, NY | | $34,213 |
| 14-02937 | 04/02/2015 | Claimant(s): Refael Shaoulian Claimant Lawyers(s): Rafael Shaoulian Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Mark S. Priver Hearing Site: Los Angeles, CA | | $0 |
| 13-02584 | 01/29/2015 | Claimant(s): Tae M. Kim and Young J. Kim Claimant Lawyers(s): Tae M. Kim Respondent(s): TD Ameritrade., Investrade Discount Sec. aka Regal Sec. Respondent Lawyers(s): James J. Vihstadt, Nicholas P. Iavarone Arbitrator(s): Ezio E. Borchini, Mona Koppel Mitnick, Catherine Esther Bocskor Hearing Site: Baltimore, MD | | $0 |
| 14-00287 | 12/11/2014 | Claimant(s): Cary Moomjian Claimant Lawyers(s): Cary A. Moomjian Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Philip I. McConnell, Lisa A Randall-Haag, Robert J. Steele Hearing Site: Dallas, TX | | $0 |
| 12-00508 | 07/24/2014 | Claimant(s): Nohar Sumasar Claimant Lawyers(s): Brian H. Brick Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Hugh N. Fryer, Jeffrey G. Sommers, Gerald H. Grayson Hearing Site: New York, NY | | Expungement |
| 13-02001 | 04/25/2014 | Claimant(s): Renata Colon Claimant Lawyers(s): Renata Colon Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Bernard A. Friedman Hearing Site: New York, NY | | $0 |
| 13-01812 | 04/10/2014 | Claimant(s): Ben Rosenfeld Claimant Lawyers(s): Ben Rosenfeld Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | | $0 |