| 12-02207 | 12/14/2012 | Claimant(s): Jon Voigtman
Claimant Lawyers(s): Jon E. Voigtman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Colleen A. Hankins
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
|  | $227 |
| 10-00998 | 10/04/2012 | Claimant(s): Mark Conklin, The Conklin Corporation
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Lloyd Clareman
Arbitrator(s): Joan M. Traub, Laura H. Goldzung, Linda J. Baer
Hearing Site: Newark, NJ
| | Expungement |
| 10-04784 | 07/03/2012 | Claimant(s): Stavros Oscar Cid and Teresa Cid JTWROS, Teresa Cid JTWROS
Claimant Lawyers(s): Robert Giusti
Respondent(s): Citigroup Global Markets., John Abadiotakis
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Joan M. Traub, Steven A. Infante, Benjamin L. Anderson
Hearing Site: New York, NY
| | $0 |
| 09-05637 | 11/28/2011 | Claimant(s): JoAnne Matina
Claimant Lawyers(s): George L. Mahr
Respondent(s): Joseph Matina
Respondent Lawyers(s): John C. Kelly
Arbitrator(s): Joan M. Traub, Richard H. Hoenig, Leo J. Karwejna
Hearing Site: Newark, NJ
| | $0 |
| 10-04424 | 10/07/2011 | Claimant(s): Michael Colombino
Claimant Lawyers(s): William C. Rand
Respondent(s): Ashraf Elghandour, Morgan Stanley
Respondent Lawyers(s): Susan MacFarlane
Arbitrator(s): John A. Scudiero, Joan M. Traub, Roland E. Wyatt
Hearing Site: New York, NY
| | Expungement |
| 09-00565 | 08/25/2011 | Claimant(s): Jozsef Tasko
Claimant Lawyers(s): Ira Scot Meyerowitz
Respondent(s): Citigroup Global Markets., Robert Buonanno
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Frank Irizarry, Joan M. Traub, Jacob Scherer
Hearing Site: New York, NY
| | $0 |
| 08-03810 | 05/25/2011 | Claimant(s): Spitz Family Partnership L.P.
Claimant Lawyers(s): Christopher A. Bacotti
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Joan M. Traub, Joshua Mark Zucker, Ronald J. Colombo
Hearing Site: New York, NY
| | $0 |
| 10-02017 | 02/25/2011 | Claimant(s): Jadwiga Piskozub
Claimant Lawyers(s): Jill Gross
Respondent(s): Citigroup Global Markets., Martin Jankowski
Respondent Lawyers(s): Elizabeth E. Moum
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
| | $213 |
| 10-02927 | 12/08/2010 | Claimant(s): Michael Gora
Claimant Lawyers(s): Michael Gora
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
| | $17,302 |
| 09-05365 | 10/26/2010 | Claimant(s): John Szrko, Pamela Szurko
Claimant Lawyers(s): Marc S. Gottlieb
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
| | Expungement |
