Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-01784 | 12/02/2008 | Claimant(s): Mark Blau Claimant Lawyers(s): Mark Blau Respondent(s): TD Ameritrade. Respondent Lawyers(s): James Vihstadt Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT |  | $0 |
| 07-01743 | 11/05/2008 | Claimant(s): General Investments. Claimant Lawyers(s): Thomas D. Jackson Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Diana A. Weiner, Gail E. Sasnett-Stauffer, Marshal H. Emerson Hearing Site: Tampa, FL | | $0 |
| 08-00846 | 10/29/2008 | Claimant(s): Jyoti Shah Claimant Lawyers(s): Jyoti A. Shah Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): James L. Karpen Hearing Site: Detroit, MI | | $0 |
| 08-00302 | 10/17/2008 | Claimant(s): Curtis Harold Traylor Claimant Lawyers(s): Curtis H Traylor Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | | $603 |
| 08-01202 | 10/07/2008 | Claimant(s): Patricia A. Goundry, Robert J. Goundry Claimant Lawyers(s): Patricia Goundry, Robert Goundry Respondent(s): TD Ameritrade. Respondent Lawyers(s): James Vihstadt Arbitrator(s): Philip B. Whitaker Hearing Site: Albuquerque, NM | | $1,000 |
| 08-00213 | 09/12/2008 | Claimant(s): Kamiar Saeedian Claimant Lawyers(s): Kamiar Saeedian Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): S. Lee Terry Hearing Site: Denver, CO | | $125 |
| 07-02775 | 08/29/2008 | Claimant(s): James Baxter, Kathleen King, Betty/James E. Baxter, II, Joint Tenants, John/James E. Baxter Claimant Lawyers(s): William D. Bayliss Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Stuart H. Dunn, Keith A. Green, Roderick B. Mathews Hearing Site: Richmond, VA | | $223,910 |
| 07-03550 | 08/12/2008 | Claimant(s): Jack Heide Claimant Lawyers(s): Jack Heide Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Philip R. Lochner Hearing Site: New York, NY | | $0 |
| 07-02881 | 07/18/2008 | Claimant(s): John Rapillo Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): TD Ameritrade., Mikhael Halper Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Donald S. Tuck, Richard S. Zaifert, Stuart Harvey Ziegler Hearing Site: Boca Raton, FL | | Stipulated Award and Expungement |
| 07-02930 | 04/30/2008 | Claimant(s): William Kling Claimant Lawyers(s): William Kling Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): A. Keith Logue Hearing Site: Birmingham, AL | | $0 |