Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00086 | 08/05/2013 | Claimant(s): Jeffrey Kaplan Claimant Lawyers(s): Jeffrey W. Kaplan Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL |  | $1,700 |
| 13-00229 | 07/31/2013 | Claimant(s): Ronald Agel Claimant Lawyers(s): Ronald Agel Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Ronald L. Cheney Hearing Site: Boston, MA | | $0 |
| 12-03734 | 07/24/2013 | Claimant(s): Scott Gordon Claimant Lawyers(s): Scott Gordon Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Thomas H. Barnard Hearing Site: Charleston, WV | | $0 |
| 12-01225 | 07/02/2013 | Claimant(s): The Estate of Max Bernstein Claimant Lawyers(s): Samuel Goldman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): David S. Billet, Paul K. Barenholtz, Bryan Lane Berson Hearing Site: New York, NY | | $0 |
| 11-03725 | 06/18/2013 | Claimant(s): Laurent La Brie Claimant Lawyers(s): Andrew L. Jiranek Respondent(s): TD Ameritrade., Scott Cornett Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD | | $0 |
| 11-02024 | 06/14/2013 | Claimant(s): Mark Francis Claimant Lawyers(s): Mark Francis Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Elliot Berman Hearing Site: New York, NY | | $0 |
| 12-03039 | 06/04/2013 | Claimant(s): Paula Maar Claimant Lawyers(s): Andrew J. Maar Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Bill M. Lamoreaux Hearing Site: Dallas, TX | | $5,605 |
| 12-03904 | 05/30/2013 | Claimant(s): Kantilal Desai Claimant Lawyers(s): Kantilal P. Desai Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Bill M. Lamoreaux Hearing Site: Dallas, TX | | $600 |
| 12-01838 | 05/22/2013 | Claimant(s): Christopher Grabowski Claimant Lawyers(s): Christopher Grabowski Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Seth H. Barsky Hearing Site: Detroit, MI | | $0 |
| 12-01907 | 05/15/2013 | Claimant(s): Nicholas Nayak Claimant Lawyers(s): Peter J. Berman Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): G. Marshall Abbey Hearing Site: Chicago, IL | | $20,648 |