Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
17-00009 | 09/14/2017 | Claimant(s): Louis Adorian Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Lawrence M. Green, David Rich, Carl Henry Perdue Hearing Site: Boca Raton, FL | Dismissed by Rule 12206 | |
16-00906 | 09/12/2017 | Claimant(s): Overview Productions. Claimant Lawyers(s): Amanda L. Voivedich Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Robert D. Sussin, Jasmina T. Boulanger, Jack R. Goetz Hearing Site: Los Angeles, CA | $135,100 | |
17-00678 | 09/12/2017 | Claimant(s): Merrill Knopf IRA Claimant Lawyers(s): Merrill Knopf Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Ronald L. Cameron Hearing Site: Los Angeles, CA | $1,600 | |
16-00381 | 05/11/2017 | Claimant(s): Mark Bell Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Bertrand M. Lanchner, Stephen A. Weiner, Marion F. Posner Hearing Site: New York, NY | $0 | |
16-02298 | 02/10/2017 | Claimant(s): James Tyte, Susan Victoria-Tyte Claimant Lawyers(s): Susan J. Victoria-Tyte Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Brian J. Burstin Hearing Site: New York, NY | $213 | |
16-02085 | 01/17/2017 | Claimant(s): Yin Lee Claimant Lawyers(s): Yin Lee Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon Schopf Arbitrator(s): David S. Billet Hearing Site: New York, NY | $0 | |
15-01665 | 11/22/2016 | Claimant(s): Praveen Chandra Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Mary M. O'Neil, Brent J. Rosenbaum, Michael John Florio Hearing Site: Las Vegas, NV | $0 | |
15-02978 | 11/17/2016 | Claimant(s): Deborah Hawkins, James Hawkins Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): William Mann Arbitrator(s): Mark A. Myers Hearing Site: Birmingham, AL | $0 | |
15-01506 | 11/08/2016 | Claimant(s): Barbara Carney, Leroy Carney Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald S. Green, Jonathan H. Krotinger, Philip Aaron Tymon Hearing Site: Reno, NV | $0 | |
14-03206 | 10/28/2016 | Claimant(s): Paul Levy Claimant Lawyers(s): Jeffrey Steinbrecher Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Mark S. Foster, Thomas B. Phillips, Michael D. Fitzgerald Hearing Site: Kansas City, MO | $0 |