| 20-01646 | 11/24/2020 | Claimant(s): Arthur Hombach
Claimant Lawyers(s): Robert D. Loventhal
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Anna M. Fanelli
Hearing Site: Albany, NY
|  | $0 |
| 20-02290 | 11/20/2020 | Claimant(s): Robert Pascarella
Claimant Lawyers(s): Robert Pascarella
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William Mann
Arbitrator(s): Stephanie E. Simmons
Hearing Site: Houston, TX
| | $300 |
| 20-00017 | 10/29/2020 | Claimant(s): Chantal Pitaud
Claimant Lawyers(s): Chantal Pitaud
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Jim Geiger, Joseph J. Dougherty, Geoffrey A. Drucker
Hearing Site: Richmond, VA
| | $0 |
| 19-00409 | 10/09/2020 | Claimant(s): Kamala Cherukuri, Subbarao Venkata Cherukuri
Claimant Lawyers(s): Subbaro V. Cherukuri
Respondent(s): TD Ameritrade., Paul Phillips
Respondent Lawyers(s): Ilana H. Reid
Arbitrator(s): Jerry H. Friedland, Jay H. Feldstein, Ronald Stewart Ripley
Hearing Site: Phoenix, AZ
| | $0 |
| 20-01757 | 10/05/2020 | Claimant(s): Javier Hernan Fuxman, Marcela Fuxman
Claimant Lawyers(s): Brian Levin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
| | $35,416 |
| 18-03788 | 09/17/2020 | Claimant(s): Wilfred & Virginia Suozzo
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Elizabeth Ryan, TD Ameritrade.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Mary E. Bassett
Hearing Site: Boston, MA
| | $0 |
| 18-03600 | 08/14/2020 | Claimant(s): Michael Braun
Claimant Lawyers(s): Michael Braun
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Michael J. Meeusen, Raymond M. Kirtley, Jill Elise Vestal
Hearing Site: Indianapolis, IN
| | Dismissed by Rule 12206/12504 |
| 18-03755 | 07/01/2020 | Claimant(s): Stanley Kulesza
Claimant Lawyers(s): Richard D. DeVita
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon Schopf
Arbitrator(s): Sam Antar, Scott M. Pellegrino, James M. Rhodes
Hearing Site: Newark, NJ
| | $0 |
| 20-00338 | 06/25/2020 | Claimant(s): William DeFeo
Claimant Lawyers(s): William Defeo
Respondent(s): TD Ameritrade Clearing., TD Ameritrade., TD Ameritrade Investment Management LLC
Respondent Lawyers(s): Ilana Herscovitz Reid
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | $125 |
| 19-03224 | 03/27/2020 | Claimant(s): Quang Le
Claimant Lawyers(s): Quang Minh Le
Respondent(s): Joshua Furlong, Justin Benzinger, Lindsey Olsen, TD Ameritrade., Michael Dashiell, Michael Skomer, Quinton Wadkins
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
| | $163 |
