Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03033 | 05/21/2021 | Claimant(s): Mohammed Sami Claimant Lawyers(s): Mohammed Sami Respondent(s): TD Ameritrade. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA |  | $0 |
| 19-00519 | 04/08/2021 | Claimant(s): Claimant Lawyers(s): Respondent(s): TD Ameritrade., Purshe Kaplan Sterling Investments Respondent Lawyers(s): Neil S. Baritz, Sanay B. Panchal Arbitrator(s): Richard D. Fincher, Delores Manwar, Kenneth Layne Morrill Hearing Site: Phoenix, AZ | | Expungement |
| 18-04020 | 03/08/2021 | Claimant(s): Richard Trust Claimant Lawyers(s): Richard Trust Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Herb Schwartz, Daniel M. Yamshon, Rosalind Ramsey Tyson Hearing Site: San Francisco, CA | | $298,400 |
| 20-00549 | 02/27/2021 | Claimant(s): Kevin A. McIntyre Rollover IRA Claimant Lawyers(s): Kevin A. McIntyre Respondent(s): Kevin McIntyre, TD Ameritrade. Respondent Lawyers(s): John Stewart, Kevin A. McIntyre Arbitrator(s): William Barker Brown, James P. Kinkade, Mollie Wagner Neal Hearing Site: Atlanta, GA | | $0 |
| 20-03541 | 02/24/2021 | Claimant(s): Peter Nalewajk Claimant Lawyers(s): Peter Nalewajk Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Robert Titus Hearing Site: Providence, RI | | $2,228 |
| 20-03360 | 02/03/2021 | Claimant(s): Gary Mass Claimant Lawyers(s): Gary Mass Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): John Michael Bergin Hearing Site: New York, NY | | $0 |
| 20-00944 | 01/28/2021 | Claimant(s): Julian Skalski Claimant Lawyers(s): Jonathan Kurta Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Turner Arbitrator(s): Thomas R. Watkins, Edward H. Davis, Lynn Vivian Dymally Hearing Site: Los Angeles, CA | | $685,159 |
| 20-02569 | 12/24/2020 | Claimant(s): Frank Cogliano Claimant Lawyers(s): Frank Cogliano Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY | | $25 |
| 20-02274 | 12/10/2020 | Claimant(s): Carlos Baena Claimant Lawyers(s): Carlos E. Baena Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): David S. Billet Hearing Site: New York, NY | | $0 |
| 20-02296 | 12/10/2020 | Claimant(s): Dmytro Garazha Claimant Lawyers(s): Dennis Moskal Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Diane Ciccone Hearing Site: Wilmington, DE | | $300 |