09-02210 | 08/13/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fisher Respondent(s): Douglas Ross Respondent Lawyers(s): David L. Dingwell Arbitrator(s): Bert S Cliff, Edward L. Roth, Robert P. Weisberger Hearing Site: Cleveland, OH
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09-01561 | 08/12/2010 | Claimant(s): James Tekavec Claimant Lawyers(s): Neil D. Petkovic Respondent(s): Frank Cunnane Respondent Lawyers(s): Robert N. Rapp Arbitrator(s): Frank C. Fogl, Harold Dean Tolbert, Ralph A. Beard Hearing Site: Cleveland, OH
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09-06800 | 08/12/2010 | Claimant(s): Frank Altomaro Claimant Lawyers(s): Frank Altomaro Respondent(s): RBS Securities Inc. Respondent Lawyers(s): Amy Gare Arbitrator(s): Daniel Robbins, Steven David Leader, Ralph A. DeSena Hearing Site: New York, NY
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09-06952 | 08/12/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Steven Luna Respondent Lawyers(s): Steven Luna Arbitrator(s): Michael J. Ahlstrom Hearing Site: Memphis, TN
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10-01113 | 08/12/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Fred Brown Respondent Lawyers(s): Fred Brown Arbitrator(s): Marshall S. Galinsky Hearing Site: Baltimore, MD
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08-02792 | 08/11/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Deborah Dickstein Respondent(s): Bruce Gropper, Morton Gropper Respondent Lawyers(s): Bradford M. Gucciardo Arbitrator(s): Domitilia M. dos Santos, Antonio Concepcion, John Murray Carroll Hearing Site: New York, NY
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09-00110 | 08/11/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Martin Vanamen Respondent Lawyers(s): Martin Johanne Vanamen Arbitrator(s): Thomas D. Tays, David M. Seidner, Suzanne M. Dallimore, P.C. Hearing Site: Salt Lake City, UT
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09-05092 | 08/11/2010 | Claimant(s): Vishal Thacker Claimant Lawyers(s): Vishal Thacker Respondent(s): George Ramirez, MFR Securities. Respondent Lawyers(s): George M. Ramirez Arbitrator(s): William Ziering Hearing Site: San Francisco, CA
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09-06471 | 08/11/2010 | Claimant(s): Saengnakhorn Cinq-Mars Claimant Lawyers(s): Saengnakhorn Phothisane Cinq-Mars Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Renan Sugarman Arbitrator(s): William J. Rosso, Andrew R. Dick, Frederick Ramos Hearing Site: Minneapolis, MN
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07-02623 | 08/10/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): John E. MacDonald Respondent(s): John Zannakis Respondent Lawyers(s): Jeffrey S. Stewart Arbitrator(s): John J. Jordan, Steven T. Stern, Robert C. Scanlan Hearing Site: Philadelphia, PA
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