Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-03054 | 05/23/2011 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Bullington Respondent(s): Jonathan Valk Respondent Lawyers(s): Steven M. Frederick Arbitrator(s): Robert Pincus Hearing Site: New York, NY | ||
| 09-05685 | 05/20/2011 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Deborah Dickstein Respondent(s): Robert Kantor Respondent Lawyers(s): Robert Alan Kantor Arbitrator(s): David I. Goldblatt Hearing Site: Newark, NJ | ||
| 10-04891 | 05/20/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): Charles Greco Respondent Lawyers(s): Charles Vincent Greco Arbitrator(s): Federico C. Alvarez Hearing Site: Denver, CO | ||
| 10-05043 | 05/20/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Linda Lawson Respondent Lawyers(s): Linda S. Lawson Arbitrator(s): Stephen D Kursman Hearing Site: Detroit, MI | ||
| 10-05357 | 05/20/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Mark T. Carberry Respondent(s): Jessica Shaughnessy Respondent Lawyers(s): Robert G. Clyne Arbitrator(s): Franklin P. Chapman Hearing Site: New York, NY | ||
| 11-00049 | 05/20/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Mauricio S. Beugelmans Respondent(s): Juan Pablo Granja Respondent Lawyers(s): Juan Pablo Granja Arbitrator(s): Walter M. Schackman Hearing Site: New York, NY | ||
| 09-04453 | 05/19/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Christopher S. Koller Respondent(s): Steven Mandala Respondent Lawyers(s): Steven Michael Mandala Arbitrator(s): Anne Wickham Boyle, Michelle Jacobowitz Gallagher, Linda J. Baer Hearing Site: New York, NY | ||
| 10-02651 | 05/19/2011 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David Markun Respondent(s): Robert Shigley Respondent Lawyers(s): Robert P. Shigley Arbitrator(s): Lynne T. Albert Hearing Site: Raleigh, NC | ||
| 10-05045 | 05/19/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Megan A. Smith Respondent(s): Alma Alcoser Respondent Lawyers(s): Freddy B. Ruiz Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX | ||
| 09-06544 | 05/18/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Stephen D. Burns Respondent(s): Daniel Miyamoto Respondent Lawyers(s): Dan Miyamoto Arbitrator(s): Thomas E. Maloney Hearing Site: Baltimore, MD |