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FINRA Awards for Steven M. Frederick

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0305405/23/2011Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Jonathan Valk
Respondent Lawyers(s): Steven M. Frederick
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY

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