| 12-03580 | 03/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Lee
Respondent(s): Craig Norton, James Tidwell
Respondent Lawyers(s): Doug Hyman
Arbitrator(s): Gary M. Landau, Berthold T. Berkwich, Ellen J. Abrams
Hearing Site: Boca Raton, FL
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| 13-00949 | 03/14/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Benjamin W. White
Respondent(s): Adorean Boleancu
Respondent Lawyers(s): Adorean Boleancu
Arbitrator(s): Jane Bradley
Hearing Site: San Francisco, CA
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| 13-01525 | 03/14/2014 | Claimant(s): David Diaz
Claimant Lawyers(s): Robert Harris
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alexander Sarafoglu
Arbitrator(s): Marc T. Danon
Hearing Site: Boca Raton, FL
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| 13-01541 | 03/14/2014 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Phillip G. Eckenrode
Respondent(s): Wells Fargo Advisors, Kimberly Perreira
Respondent Lawyers(s): Lawrence R. Cock, Thomas V. Dulcich
Arbitrator(s): Paul Alden Skoog, Larry T. Coady, James John Jurinski
Hearing Site: Portland, OR
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| 12-03559 | 03/13/2014 | Claimant(s): Joe Hernandez
Claimant Lawyers(s): Joe Hernandez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Teri L. Danish
Arbitrator(s): Ann Blaess Kimball
Hearing Site: Dallas, TX
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| 13-00319 | 03/13/2014 | Claimant(s): Douglas Singer
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Teri L. Danish
Arbitrator(s): Richard D. Fincher, Loren Scott Buell, Ronald Arthur Kloth
Hearing Site: Phoenix, AZ
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| 13-00839 | 03/13/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): John Mikhael
Respondent Lawyers(s): John Mikhael
Arbitrator(s): Neal D. Baker, Leslie Ruth Nydick, Jeffrey H. Rosenthal
Hearing Site: Newark, NJ
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| 13-01918 | 03/13/2014 | Claimant(s): Robert Cheatham
Claimant Lawyers(s): Robert N. Cheatham
Respondent(s): Blaylock Robert Van
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
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| 13-02350 | 03/13/2014 | Claimant(s): Sterne Agee & Leach.
Claimant Lawyers(s): Kelly Brennan Bolvig
Respondent(s): James Schwalbe
Respondent Lawyers(s): James Schwalbe
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
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| 13-02643 | 03/13/2014 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Matthew Kane
Respondent Lawyers(s): Matthew Kane
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
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