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FINRA Awards for David Diaz

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0152503/14/2014Claimant(s): David Diaz
Claimant Lawyers(s): Robert Harris
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alexander Sarafoglu
Arbitrator(s): Marc T. Danon
Hearing Site: Boca Raton, FL

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